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Paul Carl Sildatke

CRD# 2910292·Registered 1997 - 1999
Barred: Paul Carl Sildatke was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Paul Carl Sildatke was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1997 - 1999. Paul had worked at 1 firm and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

NAVILLUS SECURITIES, INC.·CRD# 31230
BD
West Conshohocken, PA
July 16, 1997 - April 12, 1999

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Current Firm

NS
NAVILLUS SECURITIES, INC.

NAVILLUS SECURITIES, INC.

CRD#: 31230 / SEC#: 8-45424
BD
Terminated by SEC on 01/23/2004

Contact Information

Established

Pennsylvania since 10/15/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SULLIVAN, WILLIAM JOSEPHCHAIRMAN/CEO/CFO/DIRECTOR2312200
NEXTRADE HOLDINGSSHAREHOLDER—
BOURDOW, ANTHONY WILLIAMFINANCIAL/OPERATIONS PRINCIPAL1322617
COX, DEWITT CLINTON IIISHAREHOLDER3040461
SHERIDAN, JOSEPH BARTON SRSECRETARY/VICE PRESIDENT/DIRECTOR2352613
STEFF, TIMOTHY MARTINVICE PRESIDENT2349086
SULLIVAN, DANIEL FRANCISPRESIDENT/DIRECTOR2312207

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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