Andrew J. Leicht
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT
Parsippany, NJ 07054
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CRD#: 2910209
Professional summary
Andrew James Leicht, CFP®, ChFC® is a registered financial advisor currently at LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT located in Parsippany, New Jersey and LPL FINANCIAL LLC located in Parsippany, New Jersey.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Tax Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/2014 - Leicht Financial Planning and Wealth Management, Inc - Investment Related - 900 Lanidex Plaza - SUITE 110, Parsippany, NJ 07054 - Chief Executive Officer and Chief Compliance Officer - Time Spent ~160 hours/month (100% during securities trading hours) - Investment advisory services 2. 11/2020 - LTCi Partners - Investment Related - One Conway Park, 100 N Field Dr Ste 310, Lake Forest, IL 60045 - Non-Variable Insurance - Producer - 2 Hours Per Month during securities trading hours - Long term care insurance through LTCi Partners
CRS (Client Relationship Summary) - RIA
Click below to view Andrew James Leicht's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
August 25, 2014 - Present
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT
Office #1: 900 Lanidex Plaza - Suite 110, Parsippany, NJ 07054RIA
CRD#: 171967
Parsippany, NJ
Current
August 22, 2014 - Present
LPL FINANCIAL LLC
Office #1: 900 Lanidex Plaza #110, Parsippany, NJ 07054RIA
BD
CRD#: 6413
Parsippany, NJ
Past
July 30, 2002 - September 5, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
PARSIPPANY, NJ
Past
July 17, 1997 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 17, 1997 - September 5, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PARSIPPANY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT | LEICHT WEALTH MANAGEMENT, INC. | LEICHT WEALTH MANAGEMENT | LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLC | LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC.
CRD#: 171967 / SEC#: 801-79965
RIA
Registered Investment Advisory firm - (6/30/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/10/2014)
RR
California(8/22/2014)
RR
Colorado(7/12/2017)
RR
Connecticut(11/14/2023)
RR
Delaware(8/22/2014)
RR
District of Columbia(1/12/2016)
RR
Florida(8/22/2014)
RR
Idaho(2/7/2022)
RR
Illinois(8/22/2014)
RR
Indiana(9/1/2016)
RR
Kansas(8/22/2014)
RR
Maryland(8/22/2014)
RR
Massachusetts(8/22/2014)
RR
Michigan(2/7/2017)
RR
Nevada(8/22/2014)
RR
New Hampshire(8/22/2014)
RR
New Jersey(8/22/2014)
IAR
New Jersey(8/27/2014)
RR
New York(8/22/2014)
RR
North Carolina(8/22/2014)
RR
Ohio(4/27/2015)
RR
Pennsylvania(8/22/2014)
RR
Rhode Island(5/17/2016)
RR
South Carolina(8/22/2014)
RR
Tennessee(4/29/2022)
RR
Texas(8/22/2014)
IAR
Texas(10/18/2021)
RR
Virginia(8/22/2014)
RR
Wisconsin(9/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT | LEICHT WEALTH MANAGEMENT, INC. | LEICHT WEALTH MANAGEMENT | LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLC | LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC.
CRD#: 171967 / SEC#: 801-79965
RIA
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Contact information
Main Address
900 Lanidex Plaza - Suite 110, Parsippany, NJ 07054
Mailing Address
Phone number
(973) 599-0400
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 628 |
| AUM (Assets Under Management) | $ 212,110,790 |
Red Flags
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Company Information
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT
CRD#: 171967Parsippany, NJ 07054TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
