Donald E. Gilbert

GILBERT INVESTMENT MANAGEMENT

BRUNSWICK, ME 04011

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CRD#: 2909915

Professional summary

Donald E Gilbert III, who also goes by Ted Edwin Gilbert, is a registered financial advisor currently at GILBERT INVESTMENT MANAGEMENT located in Brunswick, Maine.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Donald has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Edwin Gilbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald E Gilbert III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2018 - Present

GILBERT INVESTMENT MANAGEMENT

Office #1: 14 Maine Street Suite 109b, Brunswick, ME 04011Office #2: 20 Mckenna Ter, Boston, MA 02132

RIA

CRD#: 290936

BRUNSWICK, ME

Past

March 29, 2007 - December 31, 2017

BOLTON SECURITIES CORPORATION

RIA

CRD#: 129376

PORTLAND, ME

Past

May 9, 2006 - December 31, 2017

BOLTON GLOBAL CAPITAL

CRD#: 15650

PORTLAND, ME

Past

June 17, 2003 - July 12, 2004

CCBT BROKERAGE DIRECT, INC.

CRD#: 29602

HYANNIS, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(2/13/2018)

IAR

Massachusetts
(1/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/17/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/2003

General Securities Representative Examination

Current Firm

GILBERT INVESTMENT MANAGEMENT

GILBERT INVESTMENT MANAGEMENT | GILBERT INVESTMENT MANAGEMENT INC

CRD#: 290936 / SEC#:

Maine

Registered Investment Advisory firm - (2/13/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (1/24/2018 Approved)

Texas

Registered Investment Advisory firm - (3/7/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

20 Mckenna Ter, Boston, MA 02132

Mailing Address

Phone number

(617) 645-1625

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 14,196,639

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald E. Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald E Gilbert III's CRS (Customer Relationship Summary).

Certified licenses

Experience

GILBERT INVESTMENT MANAGEMENT

BOLTON SECURITIES CORPORATION

BOLTON GLOBAL CAPITAL

CCBT BROKERAGE DIRECT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2007

Series 63

Date: 8/17/2003

SIE

Date: 12/31/2017

Series 7

Date: 6/15/2003

Current Firm

GILBERT INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GILBERT INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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