AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Andrew Dean Novick

Andrew D. Novick

THE INVESTMENT CONNECTION
Bridgewater, NJ 08807
Some features on this profile are disabled
CRD#: 2909907
Andrew Dean Novick

Professional summary

Andrew Dean Novick, CFP® is a registered financial advisor currently at THE INVESTMENT CONNECTION LLC located in Bridgewater, New Jersey.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Andrew has worked at 3 firms and has passed the Series 7 exam.

Core Areas of Focus

Baby Boomers
Fixed Fee (Subscription
Retainer
etc.)
Generation X
High Net Worth Client Needs
Investment Advice with Ongoing Management
Socially Responsible Investments

Biography

My fee for ongoing investment management services is based on AUM. My fee for ongoing financial planning services is a fixed monthly fee.

Question & Answer

What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Estate Planning
Insurance Planning
Tax Planning
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Dean Novick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1999

Experience

Current

July 11, 2014 - Present

THE INVESTMENT CONNECTION LLC

Office #1: 991 Route 22 West Suite 200, Bridgewater, NJ 08807
RIA
CRD#: 171533
Bridgewater, NJ
Past

June 27, 2002 - May 17, 2013

CONDOR CAPITAL WEALTH MANAGEMENT

RIA
CRD#: 104920
MARTINSVILLE, NJ
Past

July 28, 1997 - December 31, 1997

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(7/17/2015)
IAR
New York
(2/3/2021)
IAR
Pennsylvania
(7/11/2014)

Exams

General Industry/Product Exam
RR
Series 7
Date: 7/25/1997
General Securities Representative Examination

Current Firm

THE INVESTMENT CONNECTION LLC
THE INVESTMENT CONNECTION LLC
SOMERS WEALTH MANAGEMENT | THE INVESTMENT CONNECTION LLC

CRD#: 171533 / SEC#:

New Jersey
Registered Investment Advisory firm - (7/17/2015 Approved)
New York
Registered Investment Advisory firm - (1/29/2018 Approved)
Pennsylvania
Registered Investment Advisory firm - (7/11/2014 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
991 Route 22 West Suite 200, Bridgewater, NJ 08807
Mailing Address
Phone number
(908) 595-2220
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts375
AUM (Assets Under Management)$ 108,769,903

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE INVESTMENT CONNECTION LLC

THE INVESTMENT CONNECTION LLC

CRD#: 171533Bridgewater, NJ 08807

TRUST BUT VERIFY

Monitor Andrew Novick

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx

Similar Advisors

Elizabeth Katz Miller
Elizabeth MillerAdvisorCheck Check Mark
SUMMIT PLACE FINANCIAL ADVISORS, LLC
IAR
Summit, NJ
Sungmin Park
Sungmin ParkAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Florham Park, NJ
Shivam S Mittal
Shivam MittalAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Summit, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.