Andrew D. Novick

THE INVESTMENT CONNECTION LLC

Bridgewater, NJ 08807

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CRD#: 2909907

Professional summary

Andrew Dean Novick, CFP® is a registered financial advisor currently at THE INVESTMENT CONNECTION LLC located in Bridgewater, New Jersey.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Andrew has worked at 3 firms and has passed the Series 7 exam.

Biography

My fee for ongoing investment management services is based on AUM.

My fee for ongoing financial planning services is a fixed monthly fee.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Estate Planning

Insurance Planning

Tax Planning

Do you have an area of expertise or specialization?

Baby Boomers

Fixed Fee (Subscription, Retai...

Generation X

High Net Worth Client Needs

Investment Advice with Ongoing...

Socially Responsible Investmen...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Andrew Novick is a contract attorney with Brookner Law Offices LLC, located at 991 Route 22 West, Suite 200, Bridgewater, NJ 08807. The firm offers legal services to individuals and business. Andrew Novick focuses on estate planning matters and spends about 10 hours per month at the law firm, of which 5 hours are during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Dean Novick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

July 11, 2014 - Present

THE INVESTMENT CONNECTION LLC

Office #1: 991 Route 22 West Suite 200, Bridgewater, NJ 08807

RIA

CRD#: 171533

Bridgewater, NJ

Past

June 27, 2002 - May 17, 2013

CONDOR CAPITAL WEALTH MANAGEMENT

RIA

CRD#: 104920

MARTINSVILLE, NJ

Past

July 28, 1997 - December 31, 1997

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/17/2015)

IAR

New York
(2/3/2021)

IAR

Pennsylvania
(7/11/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 7/25/1997

General Securities Representative Examination

Current Firm

THE INVESTMENT CONNECTION LLC

SOMERS WEALTH MANAGEMENT | THE INVESTMENT CONNECTION LLC

CRD#: 171533 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/17/2015 Approved)

New York

Registered Investment Advisory firm - (1/29/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/11/2014 Approved)

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Contact information

Main Address

991 Route 22 West Suite 200, Bridgewater, NJ 08807

Mailing Address

Phone number

(908) 595-2220

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	366
AUM (Assets Under Management)	$ 96,656,662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Andrew D. Novick

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Dean Novick's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE INVESTMENT CONNECTION LLC

CONDOR CAPITAL WEALTH MANAGEMENT

WALNUT STREET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 7/25/1997

Current Firm

THE INVESTMENT CONNECTION LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE INVESTMENT CONNECTION LLC

TRUST BUT VERIFY

Contact information

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