PQ
Paul R. Quinn
J. W. COLE ADVISORS
LAKELAND, FL
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CRD#: 2909821
PQ
Professional summary
Paul Richard Quinn is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Lakeland, Florida and J.W. COLE FINANCIAL, INC. located in Lakeland, Florida.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. KRENSON OAKS HOA-N-LAKELAND, FL-HOMEOWNERS ASSOCIATION-TREASURER-1/2013-1-0-MEETING 5 TIMES A YEAR-GIVE REPORT. FIXED, LIFE, AND INDEX INSURANCE SALES. 2. PAUL QUINN FINANCIAL DBA; 6751 KRENSON OAKS CIRCLE LAKELAND, FL 33810; Securities and insurance DBA; 01/06/2014; INVESTMENT-RELATED DBA; 160/MO 140 DURING TRADING HOURS. 3. Executor for Gary Buchanan
CRS (Client Relationship Summary) - RIA
Click below to view Paul Richard Quinn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2014 - Present
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
LAKELAND, FL
Current
January 6, 2014 - Present
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
LAKELAND, FL
Past
February 24, 2011 - December 31, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
LAKELAND, FL
Past
October 6, 2010 - December 31, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
LAKELAND, FL
Past
May 16, 2006 - September 3, 2009
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
RANTOUL, IL
Past
March 31, 2003 - September 3, 2009
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
RANTOUL, IL
Past
March 7, 2000 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
BD
CRD#: 2864
BRYAN, OH
Past
September 9, 1997 - March 6, 2000
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/20/2022)
RR
Arizona(2/6/2019)
RR
Connecticut(1/5/2023)
RR
Florida(1/6/2014)
IAR
Florida(1/10/2014)
RR
Georgia(3/3/2015)
RR
Illinois(1/9/2014)
RR
Indiana(3/25/2014)
RR
Iowa(5/22/2018)
RR
Kansas(1/5/2021)
RR
Kentucky(4/30/2014)
RR
Minnesota(4/22/2014)
RR
Missouri(8/23/2017)
RR
Ohio(6/20/2014)
RR
Tennessee(11/9/2020)
RR
Texas(7/13/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
