Clifton B. Hart
Professional summary
Clifton Benjamin Hart, who also goes by Cliff Hart, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Williamston, Michigan.
Clifton is registered as a RR (Registered Representative) and started their career in finance in 1997. Clifton has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clifton Benjamin Hart's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2002 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 138 W Grand River Ave, Williamston, MI 48895-1318May 2, 2001 - July 25, 2002
FIFTH THIRD SECURITIES, INC.
August 9, 2000 - May 2, 2001
OLD KENT FINANCIAL ADVISORS
July 11, 1997 - August 24, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2018)
(9/8/2022)
(8/30/2002)
(5/6/2019)
(1/8/2014)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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