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KM

Kelly M. Mckean

Some features on this profile are disabled
CRD#: 2909776
KM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kelly Marie Mckean, who also goes by Kelly Marie Mckean Schreitmueller, was a registered financial professional .

Kelly is a previously registered financial professional and started their career in finance in 1997. Kelly had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kelly Marie Mckean Schreitmueller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 18, 2015 - February 16, 2018

LICCAR SECURITIES, LLC

BD
CRD#: 151034
CHICAGO, IL
Past

January 18, 2013 - December 5, 2014

BEDMINSTER FINANCIAL GROUP, LIMITED

BD
CRD#: 39916
HOLICONG, PA
Past

June 10, 2005 - October 5, 2012

SILVER LEAF PARTNERS, LLC

BD
CRD#: 126694
NEW YORK, NY
Past

July 1, 1998 - September 22, 1999

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

August 21, 1997 - July 1, 1998

ING BARING (U.S.) SECURITIES, INC.

BD
CRD#: 5285
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/11/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/16/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/2005
General Securities Representative Examination

Current Firm

LS
LICCAR SECURITIES, LLC
CAPITAL SECURITIES, LLC | LICCAR SECURITIES, LLC | LICCAR SECURITIES & CUSTODIAL SERVICES, LLC | HEDGEACT SECURITIES, LLC | HEDGEACT SECURITIES

CRD#: 151034 / SEC#: , 8-68329

BD
Terminated by SEC on 04/17/2018
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Contact information

Main Address
Mailing Address
Phone number
Established
Illinois since 05/13/2009
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL SECURITIES, LLCSHAREHOLDER
ALVAREZ, KAREN LOUFINANCIAL OPERATIONS PRINCIPAL4044938
MITTERLING, RANDALL LEEMANAGING MEMBER, CHIEF COMPLIANCE OFFICER5672165

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LICCAR SECURITIES, LLC

CRD#: 151034

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