JW
Jonathan D. Wilkinson
T. ROWE PRICE INVESTMENT SERVICES
BALTIMORE, MD 21231
Some features on this profile are disabled
CRD#: 2909716
JW
Professional summary
Jonathan David Wilkinson is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1997. Jonathan has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jonathan David Wilkinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2015 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231BD
CRD#: 8348
BALTIMORE, MD
Past
August 1, 2011 - March 20, 2015
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
November 12, 2008 - August 1, 2011
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
BD
CRD#: 37819
HARTFORD, CT
Past
April 7, 2004 - October 27, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
NEW YORK, NY
Past
April 6, 2004 - October 28, 2008
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
NEW YORK, NY
Past
May 20, 2003 - April 7, 2004
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PHILADELPHIA, PA
Past
May 20, 2003 - April 7, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
May 8, 2002 - May 15, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
May 6, 2002 - May 15, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
February 25, 2000 - June 20, 2000
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
February 27, 1998 - March 2, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
August 15, 1997 - December 1, 1997
MEYERS POLLOCK ROBBINS, INC.
BD
CRD#: 13436
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/23/2015)
RR
Alaska(3/23/2015)
RR
Arizona(3/23/2015)
RR
Arkansas(3/23/2015)
RR
California(3/23/2015)
RR
Colorado(3/23/2015)
RR
Connecticut(3/23/2015)
RR
Delaware(3/23/2015)
RR
District of Columbia(3/23/2015)
RR
Florida(3/23/2015)
RR
Georgia(3/23/2015)
RR
Hawaii(3/23/2015)
RR
Idaho(3/23/2015)
RR
Illinois(3/23/2015)
RR
Indiana(3/23/2015)
RR
Iowa(3/23/2015)
RR
Kansas(3/23/2015)
RR
Kentucky(3/23/2015)
RR
Louisiana(3/23/2015)
RR
Maine(3/23/2015)
RR
Maryland(3/23/2015)
RR
Massachusetts(3/23/2015)
RR
Michigan(3/23/2015)
RR
Minnesota(3/23/2015)
RR
Mississippi(3/23/2015)
RR
Missouri(3/23/2015)
RR
Montana(3/23/2015)
RR
Nebraska(3/23/2015)
RR
Nevada(3/23/2015)
RR
New Hampshire(3/23/2015)
RR
New Jersey(3/23/2015)
RR
New Mexico(3/23/2015)
RR
New York(3/23/2015)
RR
North Carolina(3/23/2015)
RR
North Dakota(3/23/2015)
RR
Ohio(3/23/2015)
RR
Oklahoma(3/23/2015)
RR
Oregon(3/23/2015)
RR
Pennsylvania(3/23/2015)
RR
Puerto Rico(3/23/2015)
RR
Rhode Island(3/23/2015)
RR
South Carolina(3/23/2015)
RR
South Dakota(3/23/2015)
RR
Tennessee(3/23/2015)
RR
Texas(3/23/2015)
RR
Utah(3/23/2015)
RR
Vermont(3/23/2015)
RR
Virgin Islands(3/23/2015)
RR
Virginia(3/23/2015)
RR
Washington(3/23/2015)
RR
West Virginia(3/23/2015)
RR
Wisconsin(3/23/2015)
RR
Wyoming(3/23/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 8/14/1997
Corporate Securities Limited Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE INVESTMENT SERVICES, INC.
ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
1307 Point Street, Baltimore, MD 21231
Phone number
(410) 345-2000
Established
Maryland since 06/10/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
