SS
Scott T. Smith
SILICON PRIVATE WEALTH
Fremont, CA
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CRD#: 2909659
SS
Professional summary
Scott Taylor Smith is a registered financial advisor currently at SILICON PRIVATE WEALTH, LLC located in Fremont, California and DRESNER INVESTMENT SERVICES, INC. located in Chicago, Illinois.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PUENTE-INTERNATIONAL; Not Investment-related; Sonoma, CA; Tequila & Mescal producer/vendor;; Director; July 2018; Board Duties; 0.25 hours per month; 0.25 hrs./month during trading hours. 2. Viant Capital, LLC; Yes-investment related; Sonoma CA; Investment Banking, Venture Capital (Future investment banking and securities activities will be conducted through Dresner Investment Services); CEO/owner; August 1998; 30-40 hours/month; 4 hours/month during trading hours. 2. Microshares, Inc.; Not-investment related; Philadelphia, PA; IT-Cloud software; Director; February 2018; Director-level service; 5 hours/month; 0.25 hours/month during trading hours. 3. Silicon Private Wealth LLC; Yes-investment related; Fremont, CA; Wealth Advisory/Asset Management; Founder & Managing Director; April 2016; Locate new clients and manage existing client investments; 5-10 hours/month; 0.50 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Taylor Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2019 - Present
SILICON PRIVATE WEALTH, LLC
RIA
CRD#: 284145
Fremont, CA
Current
August 22, 2024 - Present
DRESNER INVESTMENT SERVICES, INC.
Office #1: 10 S. Lasalle Suite 2170, Chicago, IL 60603BD
CRD#: 35145
Chicago, IL
Past
November 5, 1999 - February 13, 2024
VIANT CAPITAL LLC
BD
CRD#: 46948
SAN FRANCISCO, CA
Past
January 3, 1998 - August 12, 1998
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SILICON PRIVATE WEALTH, LLC
HERWEALTH.NET | SILICON PRIVATE WEALTH, LLC | SILICON PRIVATE WEALTH LLC
CRD#: 284145 / SEC#: 801-129958
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)California
Registered Investment Advisory firm - (6/7/2024 Terminated)Florida
Registered Investment Advisory firm - (3/30/2020 Terminated)New York
Registered Investment Advisory firm - (5/8/2024 Terminated)Texas
Registered Investment Advisory firm - (5/8/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(3/6/2019)
RR
California(8/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SILICON PRIVATE WEALTH, LLC
HERWEALTH.NET | SILICON PRIVATE WEALTH, LLC | SILICON PRIVATE WEALTH LLC
CRD#: 284145 / SEC#: 801-129958
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)California
Registered Investment Advisory firm - (6/7/2024 Terminated)Florida
Registered Investment Advisory firm - (3/30/2020 Terminated)New York
Registered Investment Advisory firm - (5/8/2024 Terminated)Texas
Registered Investment Advisory firm - (5/8/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Fremont, CA
Mailing Address
Phone number
(408) 645-6790
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 325 |
| AUM (Assets Under Management) | $ 150,584,750 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
