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WR

William J. Rossi

KOSS-OLINGER CONSULTING, LLC.
GAINESVILLE, FL 32606
Some features on this profile are disabled
CRD#: 2909610
WR

Professional summary

William James Rossi III, CFP®, ChFC®, who also goes by William James Rossi, Wj Rossi, is a registered financial advisor currently at KOSS-OLINGER CONSULTING, LLC. located in Gainesville, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. William has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Divorce Planning
Business Succession Planning
Comprehensive Financial Planni...
Estate Planning
Are you a "fiduciary"?
Yes

Aliases

William James Rossi | Wj Rossi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Rossi III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1999

ChFC®

Chartered Financial Consultant

Experience

Current

July 20, 1998 - Present

KOSS-OLINGER CONSULTING, LLC.

Office #1: 2700-a Nw 43rd St, Gainesville, FL 32606
RIA
CRD#: 111855
GAINESVILLE, FL
Past

August 17, 2000 - February 28, 2025

VALMARK SECURITIES, INC.

BD
CRD#: 31243
GAINESVILLE, FL
Past

July 9, 1997 - August 16, 2000

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KOSS-OLINGER CONSULTING, LLC.
KOSS OLINGER CONSULTING, LLC | KOSS-OLINGER CONSULTING, LLC. | KOSS-OLINGER CONSULTING, INC.

CRD#: 111855 / SEC#: 801-58175

RIA
Registered Investment Advisory firm - (11/24/2000 Approved)
North Carolina
Registered Investment Advisory firm - (3/18/2016 Terminated)
Ohio
Registered Investment Advisory firm - (3/14/2016 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/20/1998)
IAR
South Carolina
(2/23/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/2/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/8/1997
General Securities Representative Examination

Current Firm

KC
KOSS-OLINGER CONSULTING, LLC.
KOSS OLINGER CONSULTING, LLC | KOSS-OLINGER CONSULTING, LLC. | KOSS-OLINGER CONSULTING, INC.

CRD#: 111855 / SEC#: 801-58175

RIA
Registered Investment Advisory firm - (11/24/2000 Approved)
North Carolina
Registered Investment Advisory firm - (3/18/2016 Terminated)
Ohio
Registered Investment Advisory firm - (3/14/2016 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2700-a Nw 43rd Street, Gainesville, FL 32606
Mailing Address
Phone number
(352) 373-3337
Established
Firm type
Fiscal year end
# of Employees
34

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KOSS-OLINGER CONSULTING, LLC FIRM BROCHURE - ADV PART 2A 07.16.2025 (12/11/2025)

Regulatory assets under management

Total Number of Accounts3,083
AUM (Assets Under Management)$ 2,083,486,916

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KOSS-OLINGER CONSULTING, LLC.

CRD#: 111855Gainesville, FL 32606

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