Mark A. Overton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Aahmes Overton, who also goes by Mark Aahmes Overton, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1997. Mark had worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2016 - August 10, 2018
PRIOR ENVOY ADVISORY, INC.
September 14, 2015 - June 29, 2017
ENVOY SECURITIES, LLC
August 19, 1999 - March 29, 2000
ASSOCIATED SECURITIES CORP.
July 10, 1997 - October 24, 1997
GT GLOBAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PRIOR ENVOY ADVISORY, INC.
CRD#: 157461 / SEC#: 801-72377
Contact information
Red Flags
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