Brian R. Wurster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Ronald Wurster was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2015 - July 6, 2016
TULLETT PREBON FINANCIAL SERVICES LLC
April 30, 2009 - January 6, 2015
BGC FINANCIAL, L.P.
November 8, 2006 - April 9, 2009
BROKERTEC AMERICAS LLC
September 17, 2002 - April 28, 2004
FANO SECURITIES LLC
May 21, 2001 - July 25, 2002
NASDAQ CAPITAL MARKETS ADVISORY LLC
January 11, 1999 - May 21, 2001
COWEN EXECUTION SERVICES LLC
January 1, 1998 - May 4, 1998
MORGAN STANLEY DW INC.
July 10, 1997 - November 28, 1997
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/16/2000
Limited Representative-Equity Trader ExamCurrent Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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