Christopher R. Fallo

Some features on this profile are disabled

CRD#: 2909556

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Richard Fallo was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 22, 2015 - March 29, 2016

ALLIED MILLENNIAL PARTNERS, LLC

CRD#: 16569

West Islip, NY

Past

November 8, 2010 - September 23, 2014

BLACKBOOK CAPITAL, LLC

CRD#: 123234

NORTHPORT, NY

Past

September 16, 2009 - November 8, 2010

BROOKSTONE SECURITIES, INC.

CRD#: 13366

HAUPPAUGE, NY

Past

March 6, 2009 - September 25, 2009

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

HAUPPAUGE, NY

Past

June 11, 2007 - March 9, 2009

BROOKVILLE CAPITAL PARTNERS

CRD#: 102380

MELVILLE, NY

Past

November 24, 2006 - May 31, 2007

PRESTIGE FINANCIAL CENTER, INC.

CRD#: 30407

GARDEN CITY, NY

Past

January 6, 2004 - December 1, 2006

S.W. BACH & COMPANY

CRD#: 43522

PORT WASHINGTON, NY

Past

April 21, 2003 - January 21, 2004

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

July 10, 2002 - May 20, 2003

HARRISON SECURITIES, INC.

CRD#: 14103

PORT WASHINGTON, NY

Past

February 18, 2000 - July 10, 2002

MILESTONE FINANCIAL SERVICES, INC.

CRD#: 43295

BOHEMIA, NY

Past

October 29, 1999 - March 14, 2000

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

August 21, 1997 - October 29, 1999

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/28/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1997

General Securities Representative Examination

Current Firm

ALLIED MILLENNIAL PARTNERS, LLC

CRD#: 16569 / SEC#: , 8-34176

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281

Mailing Address

Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281

Phone number

(646) 532-2400

Established

New York since 09/09/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JPED HOLDINGS LLC	HOLDING COMPANY
ABBRUZZESE, EMILY COPELAND	FINANCIAL AND OPERATIONS PRINCIPAL	4606343
JOHNSON, KAY ALISON	CHIEF COMPLIANCE OFFICER	1583193
PARMIGIANI, JOHN	CEO, PRESIDENT AS OF 11/2015	2800410

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher R. Fallo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLACKBOOK CAPITAL, LLC

BROOKSTONE SECURITIES, INC.

FIRST MIDWEST SECURITIES, INC.

BROOKVILLE CAPITAL PARTNERS

PRESTIGE FINANCIAL CENTER, INC.

S.W. BACH & COMPANY

CONTINENTAL BROKER-DEALER CORP.

HARRISON SECURITIES, INC.

MILESTONE FINANCIAL SERVICES, INC.

HAPOALIM SECURITIES USA, INC.

ROYCE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/1997

SIE

Date: 3/29/2016

Series 7

Date: 8/20/1997

Current Firm

ALLIED MILLENNIAL PARTNERS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLIED MILLENNIAL PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors