NZ
Nicholas Zizzadoro
OAKTRUST WEALTH ADVISORS
Wilton, CT
Some features on this profile are disabled
CRD#: 2909444
NZ
Professional summary
Nicholas Zizzadoro, ChFC®, CLU®, who also goes by Nick Zizzadoro, is a registered financial advisor currently at OAKTRUST WEALTH ADVISORS, LLC located in Wilton, Connecticut and LPL FINANCIAL LLC located in Wilton, Connecticut.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Nicholas has worked at 3 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Zizzadoro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 10/15/2014: OAKTRUST WEALTH ADVISORS, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: (HYBRID) OAKTRUST WEALTH ADVISORS, LLC - 50% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE
(2) 05/06/2015: BSMG - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 09/30/2005 - 2 HR/MO ALL DURING SECS TRDG HRS - AGENT. INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES
(3) 5/18/2017 - OakTrust Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/15/2017 - 80 Hours Per Month/4 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Zizzadoro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 10, 2014 - Present
OAKTRUST WEALTH ADVISORS, LLC
RIA
CRD#: 170827
Wilton, CT
Current
September 24, 2001 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
WILTON, CT
Past
July 27, 2005 - November 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
October 5, 2001 - December 31, 2002
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
September 27, 2000 - September 25, 2001
COWEN AND COMPANY
BD
CRD#: 7616
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OAKTRUST WEALTH ADVISORS, LLC
OAKTRUST WEALTH ADVISORS, LLC | PAPA, THOMAS J.
CRD#: 170827 / SEC#: 801-110788
RIA
Registered Investment Advisory firm - (7/13/2017 Approved)Connecticut
Registered Investment Advisory firm - (7/14/2017 Terminated)New Jersey
Registered Investment Advisory firm - (8/1/2017 Terminated)New York
Registered Investment Advisory firm - (7/14/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/6/2013)
RR
California(6/11/2003)
RR
Colorado(1/7/2013)
RR
Connecticut(10/2/2001)
IAR
Connecticut(7/31/2014)
RR
Delaware(10/20/2015)
RR
Florida(9/24/2003)
RR
Georgia(8/6/2004)
RR
Maryland(1/30/2004)
RR
Massachusetts(8/27/2002)
RR
Michigan(4/20/2004)
RR
Minnesota(7/26/2013)
RR
New Hampshire(1/23/2012)
RR
New Jersey(5/6/2002)
RR
New York(11/2/2001)
IAR
New York(6/7/2021)
RR
North Carolina(3/11/2005)
RR
Pennsylvania(3/11/2005)
RR
Rhode Island(1/2/2009)
RR
South Carolina(6/7/2007)
RR
Vermont(1/20/2006)
RR
Washington(4/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OW
OAKTRUST WEALTH ADVISORS, LLC
OAKTRUST WEALTH ADVISORS, LLC | PAPA, THOMAS J.
CRD#: 170827 / SEC#: 801-110788
RIA
Registered Investment Advisory firm - (7/13/2017 Approved)Connecticut
Registered Investment Advisory firm - (7/14/2017 Terminated)New Jersey
Registered Investment Advisory firm - (8/1/2017 Terminated)New York
Registered Investment Advisory firm - (7/14/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Wilton, CT
Mailing Address
Phone number
(203) 563-0044
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 470 |
| AUM (Assets Under Management) | $ 257,746,522 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
