Ashok S Ramji

1) TOP Planning LLC: Investment Related - Yes: 13041 NE 73rd Street Kirkland, WA 98033, 61061: Sales of Insurance and Annuity Products: Financial Consultant, Member Manager of SMLLC since 11/2017: 48 hours per month devoted to this business: 12 hours per week devoted during securities trading hours: Product sales for annuities and life insurance. Clients are in no way required to purchase insurance products. 2) sole proprietor - tutoring, warehousing, and logistics; investment-related: NO; Mailing Address: 13041 NE 73rd Street Kirkland, WA 98033; Nature of the other business: K-12 math tutoring, exam prep tutoring; Position, Title, or Relationship with the other business: independent contractor; start date of your relationship: February 28, 2022; approximate number of hours/month you devote to the other business: 80; number of hours you devote to the other business during securities trading hours: 0; briefly describe your duties relating to the other business: part-time tutoring after market close of grade school students and others looking to pass exams like the SAT. 3) sole proprietor - warehousing and logistics; investment-related: NO; Mailing Address: 13041 NE 73rd Street Kirkland, WA 98033; Nature of other business: warehousing and logistics; Position: independent contractor: start date: February 2022; approximate number of hours/month devoted to the other business 80; number of hours devoted to the other business during trading hours; 0; briefly describe your duties relating to the other business: warehouse and logistic work after market close