Clay D. Norrbom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clay David Norrbom was a registered financial professional .
Clay is a previously registered financial professional and started their career in finance in 1997. Clay had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2012 - December 31, 2012
INTEGRATED TRADING AND INVESTMENTS, INC.
October 17, 2001 - October 7, 2010
CITIGROUP GLOBAL MARKETS INC.
September 1, 1999 - October 22, 2001
PACKERLAND BROKERAGE SERVICES, INC.
March 5, 1998 - August 26, 1999
NATIONAL PLANNING CORPORATION
July 23, 1997 - February 19, 1998
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INTEGRATED TRADING AND INVESTMENTS, INC.
CRD#: 47730 / SEC#: , 8-51880
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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