Robert G. Fontana
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gregory Fontana, who also goes by Bob Fontana, Bobby Fontana, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 3 firms and has passed the Series 63, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2007 - June 28, 2013
TCA FINANCIAL GROUP, LLC
March 28, 2003 - June 5, 2003
AMERICAN SECURITIES GROUP, INC.
September 29, 1998 - April 16, 2001
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TCA FINANCIAL GROUP, LLC
CRD#: 131275 / SEC#: , 8-66440
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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