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Craig Alan Hill

CRD# 2908993·Registered 1997 - 2021
Previously Registered: Being a previously registered professional could mean that Craig is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Craig Alan Hill was a registered financial advisor. Craig was a previously registered financial professional and started their career in finance 1997 - 2021. Craig had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ALABAMA WEALTH MANAGEMENT, LLC·CRD# 315502
RIA
Cullman, AL
August 6, 2021 - October 5, 2021
DAY HAGAN ASSET MANAGEMENT·CRD# 139671
RIA
Sarasota, FL
January 6, 2017 - May 15, 2020
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Venice, FL
September 4, 2012 - October 15, 2015
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Venice, FL
August 31, 2012 - October 15, 2015
LINCOLN INVESTMENT·CRD# 519
RIA
Homestead, FL
February 8, 2011 - June 1, 2012
LINCOLN INVESTMENT·CRD# 519
BD
Homestead, FL
January 13, 2011 - June 1, 2012
WFG ADVISORS, LP·CRD# 125073
RIA
New Braunfels, TX
February 17, 2010 - December 31, 2010
WFG INVESTMENTS, INC.·CRD# 22704
BD
New Braunfels, TX
February 17, 2010 - December 31, 2010
NEXT FINANCIAL GROUP, INC.·CRD# 46214
RIA
New Braunfels, TX
August 16, 2007 - February 17, 2010
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
New Braunfels, TX
August 16, 2007 - February 17, 2010
G. A. REPPLE & COMPANY·CRD# 17486
RIA
New Braunfels, TX
January 22, 2004 - August 16, 2007
G. A. REPPLE & COMPANY·CRD# 17486
BD
New Braunfels, TX
August 1, 2001 - August 16, 2007
USAA INVESTMENT SERVICES COMPANY·CRD# 5475
BD
San Antonio, TX
October 7, 1998 - September 20, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
April 10, 1998 - September 18, 1998
MERCER ALLIED COMPANY, L.P.·CRD# 37404
BD
Cohoes, NY
September 24, 1997 - January 28, 1998

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Current Firm

AW
ALABAMA WEALTH MANAGEMENT, LLC

ALABAMA WEALTH MANAGEMENT, LLC

CRD#: 315502

Contact Information

Main Address

201 Main Avenue Nw, Cullman, AL 35055

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2013About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2013About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Sep 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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