PS
Peter Stelian
BLUE VISTA CAPITAL
Chicago, IL 60654-3453
Some features on this profile are disabled
CRD#: 2908950
PS
Professional summary
Peter Stelian is a registered financial professional currently at BLUE VISTA CAPITAL, LLC located in Chicago, Illinois.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter Stelian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2003 - Present
BLUE VISTA CAPITAL, LLC
Office #1: 353 N. Clark St. Suite 730, Chicago, IL 60654-3453RIA
BD
CRD#: 127001
Chicago, IL
Past
November 28, 1997 - July 13, 1999
JONES LANG LASALLE SECURITIES, INC.
BD
CRD#: 37332
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BV
BLUE VISTA CAPITAL, LLC
BLUE VISTA CAPITAL, LLC
CRD#: 127001 / SEC#: 801-74382, 8-65941
RIA
Registered Investment Advisory firm - SEC (3/13/2012 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/27/2006)
RR
Illinois(10/6/2003)
RR
Indiana(7/1/2004)
RR
Massachusetts(6/10/2004)
RR
Ohio(5/10/2007)
RR
Oregon(7/9/2004)
RR
Pennsylvania(6/28/2004)
RR
Texas(7/22/2004)
RR
Virginia(8/30/2007)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BV
BLUE VISTA CAPITAL, LLC
BLUE VISTA CAPITAL, LLC
CRD#: 127001 / SEC#: 801-74382, 8-65941
RIA
Registered Investment Advisory firm - SEC (3/13/2012 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
353 N. Clark St. Suite 730, Chicago, IL 60654-3453
Mailing Address
353 N. Clark St. Suite 730, Chicago, IL 60654-3453
Phone number
(312) 578-0033
Established
Illinois since 03/14/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
60
SEC notice filing (1 States and Territories)
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PETER STELIAN REVOCABLE TRUST, DATED MARCH 19, 1998 | OWNER | |
| ROBERT G. BYRON REVOCABLE TRUST, DATED MARCH 20, 1998 | OWNER | |
| BYRON, ROBERT GORDON | MANAGING PRINCIPAL | 1360739 |
| STELIAN, PETER | MANAGING PRINCIPAL, CEO AND CCO |
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 1,889,066,084 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 04/24/2024 | ||
| 03/11/2024 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
