Kristina E. Alley

SANTA FE ADVISORS LLC

Santa Fe, NM 87501

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CRD#: 2908861

Professional summary

Kristina Elisabeth Alley, CFP® is a registered financial advisor currently at SANTA FE ADVISORS LLC located in Santa Fe, New Mexico.

Kristina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kristina has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristina Elisabeth Alley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

December 16, 2014 - Present

SANTA FE ADVISORS LLC

Office #1: 330 Garfield Street Ste. 301, Santa Fe, NM 87501

RIA

CRD#: 170872

Santa Fe, NM

Past

January 13, 2009 - October 29, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

SANTA FE, NM

Past

January 8, 2009 - October 29, 2010

LPL FINANCIAL LLC

CRD#: 6413

SANTA FE, NM

Past

June 3, 2008 - December 11, 2014

FIRST SANTA FE ADVISORS, LLC

RIA

CRD#: 143742

SANTA FE, NM

Past

September 10, 2003 - March 5, 2008

UST SECURITIES CORP.

CRD#: 13906

NEW YORK, NY

Past

September 30, 1998 - August 31, 2001

UST FINANCIAL SERVICES CORP.

CRD#: 36881

NEW YORK, NY

Past

October 9, 1997 - September 15, 1998

DAVIS DISTRIBUTORS, LLC

CRD#: 7975

TUCSON, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANTA FE ADVISORS LLC

CRD#: 170872 / SEC#: 801-113760

RIA

Registered Investment Advisory firm - (7/27/2018 Approved)

New Mexico

Registered Investment Advisory firm - (4/11/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(12/16/2014)

IAR

Texas
(9/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/28/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/8/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SANTA FE ADVISORS LLC

CRD#: 170872 / SEC#: 801-113760

RIA

Registered Investment Advisory firm - (7/27/2018 Approved)

New Mexico

Registered Investment Advisory firm - (4/11/2014 Approved)

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Contact information

Main Address

330 Garfield Street Ste. 301, Santa Fe, NM 87501

Mailing Address

Phone number

(505) 501-6200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 10 OTHER THAN ANNUAL AMENDMENT ADV PT.2 SANTA FE ADVISORS (10/2/2025)

Regulatory assets under management

Total Number of Accounts	220
AUM (Assets Under Management)	$ 177,474,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kristina E. Alley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristina Elisabeth Alley's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST SANTA FE ADVISORS, LLC

UST SECURITIES CORP.

UST FINANCIAL SERVICES CORP.

DAVIS DISTRIBUTORS, LLC

Primary Firm SEC Registration

SANTA FE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/15/1997

Series 7

Date: 4/28/1999

Series 6

Date: 10/8/1997

Current Firm

SANTA FE ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANTA FE ADVISORS LLC

TRUST BUT VERIFY

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