Syed M. Khalid
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Syed Mahmoud Khalid, who also goes by Sohail Khalid, Syed M Khalid, was a registered financial professional .
Syed is a previously registered financial professional and started their career in finance in 2003. Syed had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2023 - September 19, 2025
C2M SECURITIES, LLC
March 29, 2021 - February 1, 2023
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
July 25, 2008 - April 25, 2019
RISE FINANCIAL SERVICES, LLC
June 29, 2005 - December 31, 2005
G1 EXECUTION SERVICES, LLC
December 17, 2003 - July 31, 2006
LIGHTSPEED PROFESSIONAL TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
C2M SECURITIES, LLC
CRD#: 38924 / SEC#: , 8-48466
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
