Kelly M. Hennessy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Michelle Hennessy, who also goes by Kelly M Christanell, Kelly Michelle Christanell, Kelly Christanell, Kelly M Hennessy, Kelly Hennessy, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 2002. Kelly had worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2012 - March 31, 2018
BLUE OCEAN PORTFOLIOS, LLC
September 22, 2010 - June 28, 2012
BLUE OCEAN PORTFOLIOS, LLC
January 10, 2007 - August 26, 2009
HUNTLEIGH CAPITAL MANAGEMENT INC
March 26, 2002 - December 31, 2008
HFI SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 4/12/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BLUE OCEAN PORTFOLIOS, LLC
CRD#: 151546 / SEC#: 801-77964
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
