Peter G. Cote
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter George Cote JR, who also goes by Peter George Cote, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1999. Peter had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2018 - October 6, 2020
MUZINICH CAPITAL LLC
July 3, 2013 - August 25, 2017
SG AMERICAS SECURITIES, LLC
December 17, 2012 - April 15, 2013
GLEACHER & COMPANY SECURITIES, INC.
July 29, 1999 - September 21, 2011
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/30/2024
General Securities Representative ExaminationCurrent Firm
MUZINICH CAPITAL LLC
CRD#: 146017 / SEC#: , 8-67832
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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