Christopher L. Jenks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Luke Jenks was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2003. Christopher had worked at 7 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2012 - August 31, 2012
SOFI SECURITIES LLC
March 6, 2009 - August 31, 2009
FIRST ALLIED SECURITIES, INC.
May 14, 2008 - July 2, 2008
JESUP & LAMONT SECURITIES CORP
May 14, 2008 - July 2, 2008
JESUP & LAMONT SECURITIES CORP
December 11, 2007 - July 2, 2008
JESUP & LAMONT ADVISORS
December 11, 2007 - July 2, 2008
EMPIRE FINANCIAL GROUP, INC.
July 14, 2003 - January 4, 2006
OTR GLOBAL LLC
May 19, 2003 - January 4, 2006
OTA LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOFI SECURITIES LLC
CRD#: 151717 / SEC#: , 8-68389
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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