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KK

Keith D. Kalnick

Some features on this profile are disabled
CRD#: 2908643
KK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Keith David Kalnick was a registered financial professional .

Keith is a previously registered financial professional and started their career in finance in 1997. Keith had worked at 5 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 26, 2015 - December 15, 2015

MERUS CAPITAL PARTNERS, LLC

BD
CRD#: 158884
NEW YORK, NY
Past

August 3, 2009 - February 25, 2015

KOYOTE TRADING LLC

BD
CRD#: 149672
NEW YORK, NY
Past

February 2, 2005 - October 9, 2009

SCHOTTENFELD GROUP LLC

BD
CRD#: 128103
NEW YORK, NY
Past

April 3, 2000 - February 5, 2003

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

July 14, 1997 - November 5, 1999

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/18/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/15/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/13/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/11/1997
General Securities Representative Examination

Current Firm

MC
MERUS CAPITAL PARTNERS, LLC
MERUS CAPITAL PARTNERS, LLC

CRD#: 158884 / SEC#: , 8-68937

BD
Terminated by SEC on 02/14/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 04/15/2011
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MERUS CAPITAL GROUP LLCMEMBER
ALTER, IRINACCO5988457
BORRELLI, ALAN PASQUALECFO2655912
JUNG, CHARLES CHANDIRECTOR OF OPERATIONS4777355

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERUS CAPITAL PARTNERS, LLC

CRD#: 158884

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