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RT

Richard A. Thomas

FARMERS FINANCIAL SOLUTIONS
RAPID CITY, SD 57701
Some features on this profile are disabled
CRD#: 2908615
RT

Professional summary

Richard Anthony Thomas, who also goes by Rick Thomas, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Rapid City, South Dakota.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1997. Richard has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 7 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rick Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Anthony Thomas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2010 - Present

FARMERS FINANCIAL SOLUTIONS, LLC

Office #1: 1301 W Omaha St Ste 107, Rapid City, SD 57701
BD
CRD#: 103863
RAPID CITY, SD
Past

November 15, 2001 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

BD
CRD#: 5081
HOUSTON, TX
Past

November 15, 2001 - February 6, 2003

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX
Past

July 23, 1997 - November 5, 2001

SPECTRUM CAPITAL, LLC

BD
CRD#: 28303
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/4/2021)
RR
California
(3/17/2025)
RR
Colorado
(3/17/2025)
RR
Florida
(3/17/2025)
RR
Hawaii
(3/17/2025)
RR
Idaho
(3/17/2025)
RR
Iowa
(3/17/2025)
RR
Louisiana
(3/17/2025)
RR
Minnesota
(3/17/2025)
RR
Missouri
(3/17/2025)
RR
Montana
(3/17/2025)
RR
Nebraska
(3/17/2025)
RR
New Hampshire
(3/17/2025)
RR
New Mexico
(3/17/2025)
RR
North Dakota
(1/23/2025)
RR
Ohio
(3/17/2025)
RR
Oklahoma
(3/17/2025)
RR
Oregon
(3/17/2025)
RR
South Dakota
(1/23/2025)
RR
Texas
(3/17/2025)
RR
Virginia
(3/17/2025)
RR
Washington
(3/17/2025)
RR
Wyoming
(3/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/25/2010
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/8/1997
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/11/2010
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/12/2010
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FARMERS FINANCIAL SOLUTIONS, LLC
FARMERS FINANCIAL SOLUTIONS | FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863 / SEC#: 801-108217, 8-52361

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
31051 Agoura Rd., Westlake Village, CA 91361
Mailing Address
31051 Agoura Rd., Westlake Village, CA 91361
Phone number
(818) 584-0200
Established
Nevada since 12/21/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FARMERS ADV PART 2A DISCLOSURE BROCHURE (1/31/2019)

Direct owners and executive officers

NamePositionCRD#
FFS HOLDING, LLCMANAGING MEMBER
BORKIN, JOSHUA ALANCHIEF FINANCIAL OFFICER6536355
DAHM, CHRISTINEBOARD MEMBER8191792
DO, CHAUSECRETARY7865522
HANSON, GUY MEADEBOARD MEMBER7165729
HOHL, DOREN EUGENEBAORD MEMBER1953425
ROBINSON, TARETHA ANNCHIEF COMPLIANCE OFFICER4539081
ROBINSON, TARETHA ANNDIRECTOR OF OPERATIONS4539081
SCHEAR, ZACHARYPRESIDENT5958762
SCOTT, JANICE GALEBOARD MEMBER7909854
WILLOUGHBY, DENITA ANNETTEBOARD MEMBER2368099

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863Rapid City, SD 57701

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