PR
Peter D. Recchia
4WEALTH ADVISORS
Burr Ridge, IL 60527-6490
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CRD#: 2908442
PR
Professional summary
Peter Dominic Recchia, AIF®, who also goes by Peter Dominick Recchia, Peter Dominick Recchia, is a registered financial advisor currently at 4WEALTH ADVISORS, INC. located in Burr Ridge, Illinois.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Peter has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter Dominick Recchia | Peter Dominick Recchia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.4WEALTH INSURANCE GROUP, LLC, YES, 745 MCCLINTOCK DRIVE, SUITE 150, BURR RIDGE, IL 60527, AGENT/OWNER, 8, 1, 12/2012, FIXED LIFE INSURANCE, ANNUITIES, AND HEALTH INSURANCE. 2. 4WEALTH CPAS, LLC, NO, 745 MCCLINTOCK DRIVE SUITE #150 BURR RIDGE, IL 60527, OWNER, 2012, 79, 4, PRESIDENT IN AN ACCOUNTING AND TAX PRACTICE. 3. 4WEALTH ADVISORS, LLC, YES, 745 MCCLINTOCK DRIVE, SUITE 150, BURR RIDGE, IL 60527, IAR, 40, 4, 11/04/2003, FEE BASED INVESTMENT ADVISORY SERVICES. 4. 4WEALTH MARKETING, LLC, YES, 745 MCCLINTOCK DRIVE, SUITE 150, BURR RIDGE, IL 60527, OWNER, 1/12/2022, 16, 5, MARKETING SERVICES FOR RELATED COMPANIES AND OUTSIDE BUSINESSES.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Dominic Recchia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 30, 2004 - Present
4WEALTH ADVISORS, INC.
Office #1: 745 Mcclintock Drive Suite 150, Burr Ridge, IL 60527-6490RIA
CRD#: 129727
Burr Ridge, IL
Past
April 2, 2003 - September 16, 2013
OSAIC WEALTH, INC.
RIA
CRD#: 23131
BURR RIDGE, IL
Past
December 9, 2002 - September 16, 2013
OSAIC WEALTH, INC.
BD
CRD#: 23131
BURR RIDGE, IL
Past
July 31, 2001 - December 2, 2002
ASSET & FINANCIAL PLANNING, LTD
RIA
CRD#: 110709
ELMWOOD PARK, IL
Past
May 12, 2000 - December 2, 2002
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
POUGHKEEPSIE, NY
Past
September 30, 1997 - May 10, 2000
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
4A
4WEALTH ADVISORS, INC.
4WEALTH ADVISORS, INC. | RECCHIA PENSION ADVISORY | CAMBRIDGE WEALTH MANAGEMENT, INC.
CRD#: 129727 / SEC#: 801-113392
RIA
Registered Investment Advisory firm - (6/11/2018 Approved)Florida
Registered Investment Advisory firm - (9/18/2018 Terminated)Illinois
Registered Investment Advisory firm - (6/11/2018 Terminated)Indiana
Registered Investment Advisory firm - (9/19/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/18/2018 Terminated)Texas
Registered Investment Advisory firm - (9/18/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(4/30/2004)
IAR
Louisiana(5/12/2017)
IAR
Texas(11/5/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
4A
4WEALTH ADVISORS, INC.
4WEALTH ADVISORS, INC. | RECCHIA PENSION ADVISORY | CAMBRIDGE WEALTH MANAGEMENT, INC.
CRD#: 129727 / SEC#: 801-113392
RIA
Registered Investment Advisory firm - (6/11/2018 Approved)Florida
Registered Investment Advisory firm - (9/18/2018 Terminated)Illinois
Registered Investment Advisory firm - (6/11/2018 Terminated)Indiana
Registered Investment Advisory firm - (9/19/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/18/2018 Terminated)Texas
Registered Investment Advisory firm - (9/18/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
745 Mcclintock Drive Suite 150, Burr Ridge, IL 60527-6490
Mailing Address
Phone number
(708) 695-5300
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,306 |
| AUM (Assets Under Management) | $ 246,912,650 |
Red Flags
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Company Information
4WEALTH ADVISORS, INC.
CRD#: 129727Burr Ridge, IL 60527-6490TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
