Garret T. Jett

TIER ONE WEALTH MANAGEMENT

LONE TREE, CO 80124

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CRD#: 2908427

Professional summary

Garret Thomas Jett is a registered financial advisor currently at TIER ONE WEALTH MANAGEMENT located in Lone Tree, Colorado.

Garret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Garret has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIRST SOURCE TAX LLC DBA Tier One Tax; OWNER - PROVIDING TAX PREP SERVICES. APPROX. 20 HRS/MO, NONE DURING MARKET HOURS. START DATE: JAN 2014. 2. First Source Financial Services LLC dba Jett & Associates. Set up for payment of business expenses. Start date: 10/8/15. 3. INDEPENDENT SALES AGENT WITH VARIOUS INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garret Thomas Jett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2022 - Present

TIER ONE WEALTH MANAGEMENT

Office #1: 9380 Station Street, Suite 535, Lone Tree, CO 80124

RIA

CRD#: 322893

LONE TREE, CO

Past

February 25, 2015 - October 11, 2022

SPC

RIA

CRD#: 110692

LONE TREE, CO

Past

February 25, 2015 - October 11, 2022

SIGMA FINANCIAL CORPORATION

CRD#: 14303

Lone Tree, CO

Past

October 5, 2009 - March 6, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LONE TREE, CO

Past

October 5, 2009 - March 6, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

LONE TREE, CO

Past

July 21, 2003 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

LONE TREE, CO

Past

July 21, 2003 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

LONE TREE, CO

Past

March 16, 1999 - July 21, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

DENVER, CO

Past

January 20, 1998 - July 21, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 28, 1997 - June 9, 1998

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TIER ONE WEALTH MANAGEMENT

FIRST SOURCE INVESTMENT PARTNERS, LLC | TIER ONE WEALTH MANAGEMENT

CRD#: 322893 / SEC#: 801-126595

RIA

Registered Investment Advisory firm - (9/19/2022 Approved)

California

Registered Investment Advisory firm - (2/7/2024 Terminated)

Colorado

Registered Investment Advisory firm - (1/12/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (1/8/2024 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/24/2023)

IAR

Colorado
(10/10/2022)

IAR

Texas
(10/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/3/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/27/1997

General Securities Representative Examination

Current Firm

TIER ONE WEALTH MANAGEMENT

FIRST SOURCE INVESTMENT PARTNERS, LLC | TIER ONE WEALTH MANAGEMENT

CRD#: 322893 / SEC#: 801-126595

RIA

Registered Investment Advisory firm - (9/19/2022 Approved)

California

Registered Investment Advisory firm - (2/7/2024 Terminated)

Colorado

Registered Investment Advisory firm - (1/12/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (1/8/2024 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2024 Terminated)

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Contact information

Main Address

9380 Station Street, Suite 535, Lone Tree, CO 80124

Mailing Address

Phone number

(303) 858-0000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	417
AUM (Assets Under Management)	$ 125,088,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Garret T. Jett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garret Thomas Jett's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPC

SIGMA FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

QUEST CAPITAL STRATEGIES, INC.

Primary Firm SEC Registration

TIER ONE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/1998

Series 63

Date: 9/18/1997

SIE

Date: 10/1/2018

Series 31

Date: 6/3/2008

Series 7

Date: 8/27/1997

Current Firm

TIER ONE WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TIER ONE WEALTH MANAGEMENT

TRUST BUT VERIFY

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