JM
John C. Murphy
PROMUS CAPITAL
Chicago, IL 60661
Some features on this profile are disabled
CRD#: 2908319
JM
Professional summary
John Charles Murphy, who also goes by Jack Murphy, John Murphy, is a registered financial advisor currently at PROMUS CAPITAL, LLC located in Chicago, Illinois and WAVERLY ADVISORS, LLC located in Chicago, Illinois.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 63, SIE, Series 16, Series 87, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Murphy | John Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
--John C. Murphy Revocable Trust; Yes; 309 W Cook Ave, Libertyville, IL 60048; Investment in income generating agricultural land; Trustee of personal trust; 4/17/16; 0; 0; Deposit rent check twice annually. --Mendel Field, LLC; Yes; 309 W Cook Ave, Libertyville, IL 60048; Murphy family investments in small private companies; Manager; 7/14/22; 1-2 hours; 0; Monitor existing, consider new, family investments. --Lumen Christi Group, LLC dba "Source and Summit"; No; PO Box 1945, Englewood, CO 80150; Publisher and online platform of religious materials; Manager representing Mendel Field; 10/22; 1-3 hours; 0; Advise CEO on strategy and finance. --Perennial Overseas Investments, LLC; Yes; 309 W Cook Ave, Libertyville, IL 60048; Pass through entity for Murphy family investments in public equities; Manager; 10/12/22; 1-3 hours; 0; Monitor existing, consider new, family investments. --Moss Hill Group, LLC dba "Partners in Mission"; No; 130 W Haviland Lane, Stamford, CT 06903; Advancement and leadership consulting for Catholic schools; Manager; 12/22/23; <1 hour; 0; Manager participating in 2-4 calls annually. --John C. Murphy 2025 Gift Trust; Yes; 309 W. Cook Ave, Libertyville, IL 60048; Manager: <1 hours, Monitor gift trust for benefit of beneficiaries; 8/14/2025; <1 hours
CRS (Client Relationship Summary) - RIA
Click below to view John Charles Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2024 - Present
PROMUS CAPITAL, LLC
Office #1: 156 N. Jefferson St. Suite 300, Chicago, IL 60661RIA
CRD#: 147597
Chicago, IL
Current
November 14, 2025 - Present
WAVERLY ADVISORS, LLC
Office #1: 156 N. Jefferson Street Suite 300, Chicago, IL 60661RIA
CRD#: 115332
Chicago, IL
Past
March 23, 2005 - April 7, 2022
WILLIAM BLAIR
BD
CRD#: 1252
CHICAGO, IL
Past
June 1, 1999 - March 21, 2005
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
November 21, 1997 - May 21, 1999
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
September 4, 1997 - December 2, 1997
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(5/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
371
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
