John C. Murphy

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CRD#: 2908319

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Charles Murphy, who also goes by Jack Murphy, John Murphy, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1997. John had worked at 6 firms and has passed the Series 63, SIE, Series 16, Series 87, Series 7 and Series 24 exams.

Aliases

Jack Murphy | John Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

--John C. Murphy Revocable Trust; Yes; 309 W Cook Ave, Libertyville, IL 60048; Investment in income generating agricultural land; Trustee of personal trust; 4/17/16; 0; 0; Deposit rent check twice annually. --Mendel Field, LLC; Yes; 309 W Cook Ave, Libertyville, IL 60048; Murphy family investments in small private companies; Manager; 7/14/22; 1-2 hours; 0; Monitor existing, consider new, family investments. --Lumen Christi Group, LLC dba "Source and Summit"; No; PO Box 1945, Englewood, CO 80150; Publisher and online platform of religious materials; Manager representing Mendel Field; 10/22; 1-3 hours; 0; Advise CEO on strategy and finance. --Perennial Overseas Investments, LLC; Yes; 309 W Cook Ave, Libertyville, IL 60048; Pass through entity for Murphy family investments in public equities; Manager; 10/12/22; 1-3 hours; 0; Monitor existing, consider new, family investments. --Moss Hill Group, LLC dba "Partners in Mission"; No; 130 W Haviland Lane, Stamford, CT 06903; Advancement and leadership consulting for Catholic schools; Manager; 12/22/23; <1 hour; 0; Manager participating in 2-4 calls annually. --John C. Murphy 2025 Gift Trust; Yes; 309 W. Cook Ave, Libertyville, IL 60048; Manager: <1 hours, Monitor gift trust for benefit of beneficiaries; 8/14/2025; <1 hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 14, 2025 - August 25, 2026

WAVERLY ADVISORS, LLC

RIA

CRD#: 115332

Chicago, IL

Past

May 7, 2024 - December 12, 2025

PROMUS CAPITAL, LLC

RIA

CRD#: 147597

CHICAGO, IL

Past

March 23, 2005 - April 7, 2022

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

June 1, 1999 - March 21, 2005

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

November 21, 1997 - May 21, 1999

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 4, 1997 - December 2, 1997

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 16

Date: 6/9/2005

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 87

Date: 12/13/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/3/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/15/2008

General Securities Principal Examination

Current Firm

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

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Contact information

Main Address

600 University Park Place Suite 501, Birmingham, AL 35209

Mailing Address

Phone number

(205) 871-3334

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAVERLY - ADV PART 2A BROCHURE (11/21/2025)

Regulatory assets under management

Total Number of Accounts	34,313
AUM (Assets Under Management)	$ 28,263,743,199

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
02/16/2024	Cover Page	Report
06/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John C. Murphy

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PROMUS CAPITAL, LLC

WILLIAM BLAIR

CREDIT SUISSE SECURITIES (USA) LLC

LEHMAN BROTHERS INC.

SALOMON BROTHERS INC.

Primary Firm SEC Registration

WAVERLY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/1997

SIE

Date: 10/1/2018

Series 16

Date: 6/9/2005

Series 87

Date: 12/13/2004

Series 7

Date: 9/3/1997

Series 24

Date: 2/15/2008

Current Firm

WAVERLY ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WAVERLY ADVISORS, LLC

TRUST BUT VERIFY

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