Michael D. Jerrett
Professional summary
Michael Dwaine Jerrett, who also goes by Michael Duane Jerrett, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Milwaukee, Wisconsin.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Dwaine Jerrett's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 111 E. Wisconsin Ave. Suite 900, Milwaukee, WI 53202December 21, 2020 - May 6, 2022
NEWEDGE SECURITIES, LLC
June 11, 2018 - January 14, 2019
LPL FINANCIAL LLC
December 7, 2016 - January 5, 2018
LPL FINANCIAL LLC
May 29, 2015 - June 30, 2015
VOYA FINANCIAL PARTNERS, LLC
January 2, 2013 - May 22, 2015
MML DISTRIBUTORS, LLC
February 29, 2008 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
December 6, 2007 - February 29, 2008
MFS FUND DISTRIBUTORS, INC.
September 27, 2006 - November 27, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 3, 2004 - August 22, 2005
ASSOCIATED INVESTMENT SERVICES, INC.
July 12, 2001 - May 16, 2002
WELLS FARGO INVESTMENTS, LLC
May 24, 1999 - December 31, 1999
COORDINATED CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2022)
(5/26/2022)
Exams
FINRA
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109Milwaukee, WI 53202TRUST BUT VERIFY
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