Andrew P. Porio

POINSETT SECURITIES

Greenville, SC 29607

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CRD#: 2907935

Professional summary

Andrew Patrick Porio, who also goes by Andrew P Porio, Andrew Porio, is a registered financial professional currently at POINSETT SECURITIES, LLC located in Greenville, South Carolina.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew P Porio | Andrew Porio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Patrick Porio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2018 - Present

POINSETT SECURITIES, LLC

Office #1: 777 Lowndes Hill Road Bldg 3, Suite 110, Greenville, SC 29607

CRD#: 175443

Greenville, SC

Past

August 16, 2011 - February 6, 2017

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

NAPLES, FL

Past

July 20, 2011 - February 6, 2017

FIFTH THIRD SECURITIES, INC.

CRD#: 628

NAPLES, FL

Past

May 23, 2005 - May 13, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NAPLES, FL

Past

March 2, 2004 - May 6, 2004

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

May 10, 2000 - June 6, 2003

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

March 4, 1998 - May 9, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

August 4, 1997 - February 10, 1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

August 4, 1997 - February 10, 1998

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/27/2022)

North Carolina
(2/21/2022)

South Carolina
(11/14/2018)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/13/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/3/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/2/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

POINSETT SECURITIES, LLC

CRD#: 175443 / SEC#: , 8-69596

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

777 Lowndes Hill Road Bldg 3, Suite 110, Greenville, SC 29607

Mailing Address

777 Lowndes Hill Road Bldg 3, Suite 110, Greenville, SC 29607

Phone number

(864) 679-4705

Established

South Carolina since 02/11/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BOYD CORP.	OWNER
BOYD, JOHN WYATT	CEO, CCO, CFO, FINOP	2090782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew P. Porio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Patrick Porio's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

SIGNATOR INVESTORS, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

FIRST UNION BROKERAGE SERVICES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2011

Series 63

Date: 7/3/1997

SIE

Date: 2/6/2017

Series 7

Date: 3/16/2011

Series 6

Date: 8/2/1997

FINRA

Current Firm

POINSETT SECURITIES, LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

POINSETT SECURITIES, LLC

TRUST BUT VERIFY

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