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Matthew J. Macek

Some features on this profile are disabled
CRD#: 2907725
MM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew John Macek, who also goes by Matthew J Macek, Matthew John Macek, was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 1998. Matthew had worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matthew J Macek | Matthew John Macek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 24, 2024 - April 1, 2026

ALLWORTH FINANCIAL, L.P.

RIA
CRD#: 111167
Addison, TX
Past

December 14, 2020 - February 17, 2021

FLAHARTY ASSET MANAGEMENT, LLC

RIA
CRD#: 168495
PUNTA GORDA, FL
Past

August 28, 2020 - December 11, 2020

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
Punta Gorda, FL
Past

July 2, 2020 - March 10, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
PUNTA GORDA, FL
Past

March 6, 2017 - November 19, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SARASOTA, FL
Past

November 11, 2016 - November 19, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SARASOTA, FL
Past

June 7, 2016 - November 11, 2016

FIRST CLEARING, LLC

BD
CRD#: 17344
ST. LOUIS, MO
Past

July 17, 1998 - June 30, 1999

LINDNER ASSET MANAGEMENT, INC.

BD
CRD#: 35084
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ALLWORTH FINANCIAL, L.P.
ALLWORTH FINANCIAL, L.P.
ALLWORTH AIRLINE ADVISORS | STEWART & PATTEN CO. | SIMPLY MONEY ADVISORS | SHEAFF BROCK | SALZINGER SHEAFF BROCK | REDROCK WEALTH MANAGEMENT | RAA | JOHANSON FINANCIAL ADVISORS | HORSEMAN GROUP | HANSON MCCLAIN, L.P. | HANSON MCCLAIN, INC. | HANSON MCCLAIN RETIREMENT PLANNING | HANSON MCCLAIN RETIREMENT PLAN SERVICES | HANSON MCCLAIN ADVISORS | HANSON MCCLAIN | GEORGE MCKELVEY & CO. | ALLWORTH FINANCIAL, L.P. | ALLWORTH FINANCIAL

CRD#: 111167 / SEC#: 801-68255

RIA
Registered Investment Advisory firm - (8/27/2007 Approved)
California
Registered Investment Advisory firm - (8/30/2007 Terminated)
Georgia
Registered Investment Advisory firm - (8/29/2007 Terminated)
Illinois
Registered Investment Advisory firm - (8/29/2007 Terminated)
Texas
Registered Investment Advisory firm - (8/29/2007 Terminated)
Wisconsin
Registered Investment Advisory firm - (8/29/2007 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/24/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/9/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/24/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/7/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/16/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALLWORTH FINANCIAL, L.P.
ALLWORTH FINANCIAL, L.P.
ALLWORTH AIRLINE ADVISORS | STEWART & PATTEN CO. | SIMPLY MONEY ADVISORS | SHEAFF BROCK | SALZINGER SHEAFF BROCK | REDROCK WEALTH MANAGEMENT | RAA | JOHANSON FINANCIAL ADVISORS | HORSEMAN GROUP | HANSON MCCLAIN, L.P. | HANSON MCCLAIN, INC. | HANSON MCCLAIN RETIREMENT PLANNING | HANSON MCCLAIN RETIREMENT PLAN SERVICES | HANSON MCCLAIN ADVISORS | HANSON MCCLAIN | GEORGE MCKELVEY & CO. | ALLWORTH FINANCIAL, L.P. | ALLWORTH FINANCIAL

CRD#: 111167 / SEC#: 801-68255

RIA
Registered Investment Advisory firm - (8/27/2007 Approved)
California
Registered Investment Advisory firm - (8/30/2007 Terminated)
Georgia
Registered Investment Advisory firm - (8/29/2007 Terminated)
Illinois
Registered Investment Advisory firm - (8/29/2007 Terminated)
Texas
Registered Investment Advisory firm - (8/29/2007 Terminated)
Wisconsin
Registered Investment Advisory firm - (8/29/2007 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
340 Palladio Pkwy. Suite 501, Folsom, CA 95630
Mailing Address
Phone number
(916) 482-2196
Established
Firm type
Fiscal year end
# of Employees
466

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RETAIL FORM ADV PART 2A: FIRM BROCHURE (12/11/2025)
FORM ADV PART 2A: APPENDIX 1 - WRAP FEE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts64,930
AUM (Assets Under Management)$ 25,097,132,975

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/09/2025
Cover Page
Report
02/05/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLWORTH FINANCIAL, L.P.

ALLWORTH FINANCIAL, L.P.

CRD#: 111167

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