Keith R. Bolognese

ALT ALPHA CAPITAL

SCOTTSDALE, AZ 85255

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CRD#: 2907670

Professional summary

Keith Robert Bolognese is a registered financial advisor currently at ALT ALPHA CAPITAL, LLC located in Scottsdale, Arizona.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Keith has worked at 8 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Robert Bolognese's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2026 - Present

ALT ALPHA CAPITAL, LLC

Office #1: 19355 North 73rd Way C-4011, Scottsdale, AZ 85255

RIA

CRD#: 338849

SCOTTSDALE, AZ

Past

January 4, 2013 - July 30, 2014

QUAD CAPITAL, LLC

CRD#: 148927

NEW YORK, NY

Past

January 7, 2009 - June 13, 2012

QUAD CAPITAL, LLC

CRD#: 148927

NEW YORK, NY

Past

February 2, 2007 - December 31, 2008

LIGHTHOUSE FINANCIAL GROUP, LLC

CRD#: 103734

NEW YORK CITY, NY

Past

December 16, 2004 - January 24, 2007

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

WAYNE, NJ

Past

November 15, 2002 - April 2, 2003

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

October 1, 1998 - August 2, 2002

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

March 18, 1998 - May 19, 1998

W.J. NOLAN & COMPANY, INC.

CRD#: 16465

NEW YORK, NY

Past

July 10, 1997 - March 20, 1998

WILLIAM SCOTT & CO. L.L.C.

CRD#: 14979

UNION, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/25/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 11/9/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/9/1997

General Securities Representative Examination

Current Firm

ALT ALPHA CAPITAL, LLC

CRD#: 338849 / SEC#:

Arizona

Registered Investment Advisory firm - (3/25/2026 Approved)

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Contact information

Main Address

19355 North 73rd Way C-4011, Scottsdale, AZ 85255

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith R. Bolognese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Robert Bolognese's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALT ALPHA CAPITAL, LLC

QUAD CAPITAL, LLC

QUAD CAPITAL, LLC

LIGHTHOUSE FINANCIAL GROUP, LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

FIRST NEW YORK SECURITIES L.L.C.

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

W.J. NOLAN & COMPANY, INC.

WILLIAM SCOTT & CO. L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2025

Series 63

Date: 7/21/1997

Series 55

Date: 11/9/1998

Series 7

Date: 7/9/1997

Current Firm

ALT ALPHA CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

ALT ALPHA CAPITAL, LLC

TRUST BUT VERIFY

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