Robert F. Jungman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Frank Jungman, who also goes by Bob Jungman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2011 - February 3, 2017
WESTPARK WEALTH ADVISORS, INC.
September 26, 2011 - February 3, 2017
IMS SECURITIES, INC.
November 19, 2009 - September 15, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 25, 2006 - September 15, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 22, 2003 - December 31, 2006
TODD SECURITIES, LLC
February 10, 2003 - June 13, 2003
IMS SECURITIES, INC.
July 2, 2001 - January 23, 2003
CLARK SECURITIES, INC.
October 29, 1997 - July 2, 2001
CLARK-BARDES SECURITIES, INC.
Primary Firm SEC Registration
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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