Vilma V. Dasilva-vaca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vilma Verissimo Dasilva-vaca, who also goes by VIlma V Dasilva, Vilma Verissimo Dasilva, was a registered financial professional .
Vilma is a previously registered financial professional and started their career in finance in 1997. Vilma had worked at 6 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2003 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
July 10, 2003 - February 23, 2012
WALNUT STREET SECURITIES, INC.
July 10, 2003 - February 23, 2012
NEW ENGLAND SECURITIES
October 7, 1998 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
October 7, 1998 - October 30, 2012
MSI FINANCIAL SERVICES, INC.
July 14, 1997 - June 3, 1998
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATHAN & LEWIS SECURITIES, INC.
CRD#: 8503 / SEC#: , 8-25463
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
