Mark J. Dipisa
Professional summary
Mark Joseph Dipisa is a registered financial professional currently at STONEX FINANCIAL INC. located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Joseph Dipisa's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2026 - Present
STONEX FINANCIAL INC.
Office #1: 230 Park Avenue 10th Floor, New York, NY, 10169October 4, 2010 - February 9, 2015
NBF SECURITIES (USA) CORP.
June 8, 2006 - November 25, 2025
NATIONAL BANK OF CANADA FINANCIAL INC.
May 3, 2004 - June 14, 2005
ABN AMRO INCORPORATED
September 23, 2003 - April 23, 2004
COMMERZ MARKETS LLC
February 1, 2002 - January 6, 2003
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
April 30, 2001 - February 1, 2002
COMMERZ MARKETS LLC
June 8, 1998 - January 5, 2001
UBS FINANCIAL SERVICES INC.
November 3, 1997 - November 24, 1997
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2026)
(1/29/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/23/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR/CEO SECURITIES | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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