Eden L. Lopez-robles
RBC CAPITAL MARKETS | Managing Director
Purchase, NY
Some features on this profile are disabled
CRD#: 2907354
Professional summary
Eden Loren Lopez-robles, who also goes by Eden L Lopez, Eden Loren Lopez Mrs., Eden L Lopez-robles, Eden L Wolland, Eden Loren Wolland, is a registered financial advisor currently at RBC CAPITAL MARKETS, LLC located in Purchase, New York.
Eden is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Eden has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Loans/credit services
Financial planning
Philanthropic services
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
5M
Are you a "fiduciary"?
Yes
Aliases
Eden L Lopez | Eden Loren Lopez Mrs. | Eden L Lopez-Robles | Eden L Wolland | Eden Loren Wolland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Entity Name: MS Hope for a Cure Investment related: No Address: 2250 New York, NY www.mshopeforacure.org Nature of the other business: Raise money to find a cure for Multiple Sclerosis and to support those individuals and their families living with MS until a cure is found. Position/Title/Relationship: Director Start Date: 26-Jun-2015 Approximate # of hours a month: quarterly meetings Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Chairman of the Board of Directors 2) Name: MS Hope for a cure Address: 2250 Broadway #15D New York, NY 10024Not for Profit Start Date: 02/01/07 Capacity: Board of Directors * Duties Performed: I'm the Chairman of the Board of directors of MS Hope for a Cure and have been a member of the board since inception in 2007. Devoted Time: 1, 0 (3) NAME: She Believed She Could Non-Investment related Nature of OBA: Stage Show showcasing the lives of legendary women in country music Position/Title/Relationship: Executive Producer Start Date: 10/03/22 Time Devoted: 0 DUTIES: none (4) NAME OF ENTITY: 2257L LLC ADDRESS: 12 Stone Bridge Road Purchase, NY 10577 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 11/10/2024 CAPACITY: Other DUTIES: my husband and I are 100% owners of the LLC HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (5) NAME OF ENTITY: 281D LLC ADDRESS: 12 Stone Bridge Road Purchase, NY 10577 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 15/10/2024 CAPACITY: Other DUTIES: my husband and I are 100% owners of the LLC which owns the property HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
CRS (Client Relationship Summary) - RIA
Click below to view Eden Loren Lopez-robles's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eden Loren Lopez-robles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2020 - Present
RBC CAPITAL MARKETS, LLC
Office #2: 1211 Avenue Of The Americas Suite 3300, New York, NY 10036RIA
BD
CRD#: 31194
Purchase, NY
Current
October 16, 2020 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 1211 Avenue Of The Americas Suite 3300, New York, NY 10036RIA
BD
CRD#: 31194
New York, NY
Past
November 6, 2009 - October 27, 2020
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NEW YORK, NY
Past
November 6, 2009 - October 27, 2020
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
January 17, 2007 - November 10, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
August 18, 2006 - November 10, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
November 28, 1997 - August 25, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/16/2020)
RR
Alaska(10/16/2020)
RR
Arizona(10/16/2020)
RR
Arkansas(10/16/2020)
RR
California(10/16/2020)
RR
Colorado(10/16/2020)
RR
Connecticut(10/16/2020)
RR
Delaware(10/16/2020)
RR
District of Columbia(10/16/2020)
RR
Florida(10/16/2020)
RR
Georgia(10/16/2020)
RR
Hawaii(10/16/2020)
RR
Idaho(10/16/2020)
RR
Illinois(10/16/2020)
RR
Indiana(10/16/2020)
RR
Iowa(10/16/2020)
RR
Kansas(10/16/2020)
RR
Kentucky(10/16/2020)
RR
Louisiana(10/16/2020)
RR
Maine(10/16/2020)
RR
Maryland(10/16/2020)
RR
Massachusetts(10/16/2020)
RR
Michigan(10/16/2020)
RR
Minnesota(10/16/2020)
RR
Mississippi(10/16/2020)
RR
Missouri(10/16/2020)
RR
Montana(10/16/2020)
RR
Nebraska(10/16/2020)
RR
Nevada(10/16/2020)
RR
New Hampshire(10/16/2020)
RR
New Jersey(10/16/2020)
RR
New Mexico(10/16/2020)
RR
New York(10/16/2020)
IAR
New York(8/6/2021)
RR
North Carolina(10/16/2020)
RR
North Dakota(10/16/2020)
RR
Ohio(10/16/2020)
RR
Oklahoma(10/16/2020)
RR
Oregon(10/16/2020)
RR
Pennsylvania(10/16/2020)
RR
Puerto Rico(10/16/2020)
RR
Rhode Island(10/16/2020)
RR
South Carolina(10/16/2020)
RR
South Dakota(10/16/2020)
RR
Tennessee(10/16/2020)
RR
Texas(10/16/2020)
IAR
Texas(10/16/2020)
RR
Utah(10/16/2020)
RR
Vermont(10/16/2020)
RR
Virgin Islands(10/16/2020)
IAR
Virgin Islands(10/21/2020)
RR
Virginia(10/16/2020)
RR
Washington(10/16/2020)
RR
West Virginia(10/16/2020)
RR
Wisconsin(10/16/2020)
RR
Wyoming(10/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 Vesey St., New York, NY 10281
Mailing Address
250 Nicollet Mall Suite 1600, Minneapolis, MN 55401
Phone number
(612) 371-2811
Established
Minnesota since 11/01/2010
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
8,476
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | |
| CARLESIMO, PAUL ADAM | CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. | 4718504 |
| ESPENAK, KRISTEN ELIZABETH | CHIEF RISK OFFICER, USA | 5570750 |
| GIEGERICH, ROBERT ARTHUR | PRINCIPAL FINANCIAL OFFICER | 5736294 |
| GLASSMAN, DORJE TSERING | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 6568226 |
| LISCHIN, MATTHEW CODY | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 4974723 |
| O'CONNOR, SEAN WALTER | CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. | 6578918 |
| PENN, JOHN CHRISTOPHER | GENERAL COUNSEL | 5135403 |
| SAGISSOR, THOMAS STEVEN | PRESIDENT OF RBC WEALTH MANAGEMENT | 2429425 |
| SCHREINER, CINDY LOUISE | US WEALTH MANAGEMENT PRINCIPAL OPERATIONS OFFICER | 1470050 |
| SPERDUTO, VITO ANTONIO | DIRECTOR, CEO OF U.S. CAPITAL MARKETS & CHAIRMAN OF THE BOARD | 2524961 |
| THORNE, BRETT LANE | PRESIDENT, RBC CLEARING & CUSTODY | 2523268 |
| THURLOW, JOHN J | CHIEF OPERATING OFFICER | 5726613 |
Regulatory assets under management
| Total Number of Accounts | 477,674 |
| AUM (Assets Under Management) | $ 259,962,335,074 |
Disclosures
| Regulatory Event | 364 |
| Civil Event | 3 |
| Arbitration | 114 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/27/2024 | ||
| 09/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RBC CAPITAL MARKETS, LLC
Managing DirectorCRD#: 31194Purchase, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
