Andrew P. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Paul Schneider, who also goes by Schneider, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1997. Andrew had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 82, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2021 - October 23, 2024
COVA CAPITAL PARTNERS LLC
August 5, 2019 - June 11, 2021
ENTORO SECURITIES, LLC
September 7, 2018 - April 1, 2019
303 ALTERNATIVES, LLC
October 24, 2003 - April 22, 2005
STG SECURE TRADING GROUP, INC.
April 10, 2002 - September 12, 2002
BROADBAND CAPITAL MANAGEMENT, LLC
October 30, 2001 - March 28, 2002
MILLENNIUM BROKERAGE, L.L.C.
August 23, 2001 - November 1, 2001
EQUITY TRADING ONLINE, LLC
August 2, 2001 - August 13, 2001
RUMSON CAPITAL, LLC
April 10, 2000 - May 29, 2001
MORGAN STANLEY DW INC.
September 2, 1997 - May 10, 2000
PRUDENTIAL EQUITY GROUP, LLC
August 11, 1997 - September 9, 1997
DUKE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/5/2001
Limited Representative-Equity Trader ExamCurrent Firm
COVA CAPITAL PARTNERS LLC
CRD#: 109761 / SEC#: , 8-53105
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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