Blake R. Stallings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blake R Stallings, who also goes by Blake Richard Stallings, was a registered financial professional .
Blake is a previously registered financial professional and started their career in finance in 1998. Blake had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2021 - September 1, 2022
ORION PORTFOLIO SOLUTIONS, LLC
November 19, 2021 - September 1, 2022
BRINKER CAPITAL SECURITIES, LLC
September 9, 2017 - January 27, 2020
TD AMERITRADE, INC.
September 9, 2017 - January 27, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 22, 2017 - January 27, 2020
TD AMERITRADE, INC.
December 19, 2013 - January 19, 2017
LPL FINANCIAL LLC
April 19, 2013 - September 26, 2013
TRANSAMERICA INVESTORS SECURITIES, LLC
December 18, 2012 - April 8, 2013
FIFTH THIRD SECURITIES, INC.
March 17, 2008 - August 8, 2008
NUVEEN SECURITIES, LLC
May 18, 1998 - June 8, 1999
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 125446 / SEC#: 801-61964
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 81,242 |
| AUM (Assets Under Management) | $ 14,194,829,219 |
Red Flags
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