Patrick D. Slavin
Professional summary
Patrick Daniel Slavin, who also goes by Patrick D Slavin, is a registered financial professional currently at STANCORP EQUITIES, INC. located in Portland, Oregon.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1997. Patrick has worked at 4 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Daniel Slavin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2023 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204May 20, 2020 - December 31, 2022
SECURIAN FINANCIAL SERVICES, INC.
March 28, 2007 - June 19, 2009
PRINCIPAL SECURITIES, INC.
January 24, 2007 - June 19, 2009
PRINCIPAL SECURITIES, INC.
September 23, 1997 - February 15, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 6TO
Date: 5/20/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
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