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SB

Susan L. Burke

IQVESTMENT
Charlotte, NC
Some features on this profile are disabled
CRD#: 2906875
SB

Professional summary

Susan Lyn Burke, who also goes by Susan L Burke, is a registered financial advisor currently at IQVESTMENT, LLC located in Charlotte, North Carolina.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Susan has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Susan L Burke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Lyn Burke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2025 - Present

IQVESTMENT, LLC

RIA
CRD#: 157514
Charlotte, NC
Past

January 28, 2008 - July 19, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

February 6, 2007 - August 15, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLOTTE, NC
Past

February 8, 1999 - November 30, 2005

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA
Past

July 13, 1998 - January 29, 1999

TRANSAMERICA SECURITIES SALES CORPORATION

BD
CRD#: 17970
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IL
IQVESTMENT, LLC
ES CAPITAL ADVISORS | TZERO ADVISORS, LLC | TZERO ADVISORS | T0 | STEIMAN, ERIC HOWARD | IQVESTMENT, LLC | IQVESTMENT | ES CAPITAL ADVISORS LLC

CRD#: 157514 / SEC#: 801-79638

RIA
Registered Investment Advisory firm - (4/25/2014 Approved)
Massachusetts
Registered Investment Advisory firm - (2/13/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(7/16/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/18/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/27/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/14/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/10/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/28/2005
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/9/2005
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 8/22/2003
Investment Company Products/Variable Contracts Principal Examination

Current Firm

IL
IQVESTMENT, LLC
ES CAPITAL ADVISORS | TZERO ADVISORS, LLC | TZERO ADVISORS | T0 | STEIMAN, ERIC HOWARD | IQVESTMENT, LLC | IQVESTMENT | ES CAPITAL ADVISORS LLC

CRD#: 157514 / SEC#: 801-79638

RIA
Registered Investment Advisory firm - (4/25/2014 Approved)
Massachusetts
Registered Investment Advisory firm - (2/13/2018 Terminated)
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Contact information

Main Address
Charlotte, NC
Mailing Address
Phone number
(877) 486-4702
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE (8/29/2025)

Regulatory assets under management

Total Number of Accounts682
AUM (Assets Under Management)$ 10,851,715

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IQVESTMENT, LLC

CRD#: 157514Charlotte, NC

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