PL
Peter M. Lampert
HORNOR, TOWNSEND & KENT
Littleton, CO 80120
Some features on this profile are disabled
CRD#: 2906460
PL
Professional summary
Peter M Lampert, who also goes by Peter M Lampart, Peter Mathias Lampert, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Littleton, Colorado.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Peter has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter M Lampart | Peter Mathias Lampert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ACTIVITY: INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: LAMPERT INSURANCE AGENCY, LLC | POSITION HELD: AGENT | ADDRESS: 2679 W MAIN ST, LITTLETON, CO 80120 | START DATE: DATE 10/21/2019| NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS. PER MTH: 15 | APPROX TRADING HRS. PER MTH: 5 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE, INCLUDING PENN MUTUAL LIFE PRODUCTS. 2) NAME OF ACTIVITY: COLLEGE PLANNING | INVESTMENT RELATED: NO | DBA NAME: AFFORD COLLEGE AND LAMPERT EDUCATIONAL RESOURCES, LLC | POSITION HELD: MEMBER/MANAGER | ADDRESS: 2679 W MAIN ST, LITTLETON, CO 80120 | START DATE: 06/2011 | NATURE OF ACTIVITY: COLLEGE PLANNING | APPROX HRS. PER MTH: 20 | APPROX TRADING HRS. PER MTH: 10 | DESCRIPTION OF DUTIES: EDUCATION PLANNING. CONSULTANT; PROVIDING COLLEGE ADMISSION AND FINANCIAL CONSULTING TO FAMILIES 3) NAME OF ACTIVITY: LAMPERT TAX SERVICES, LLC | INVESTMENT RELATED: NO | DBA NAME: LAMPERT TAX SERVICES | POSITION HELD: MEMBER/MANAGER | ADDRESS: 2679 W MAIN ST, LITTLETON, CO 80120 |START DATE: 10/2019 | NATURE OF ACTIVITY: TAX PLANNING AND TAX COMPLIANCE | APPROX HRS. PER MTH: 5 | APPROX TRADING HRS. PER MTH: 2 | DESCRIPTION OF DUTIES: PROVIDE TAX PLANNING AND TAX RETURN PREPARATION. 4) NAME OF ACTIVITY: NATIONAL COLLEGE AFFORDABILITY GROUP | INVESTMENT RELATED: NO | DBA NAME: NATIONAL COLLEGE AFFORDABILITY GROUP | POSITION HELD: PRESIDENT BOARD OF DIRECTORS | ADDRESS: 15073 S WINDCREST DR, PINE, CO 80470 | START DATE: 2002 | NATURE OF ACTIVITY: NCAG IS A NON-PROFIT FOCUSED ON EDUCATION OF COLLEGE AFFORDABILITY ISSUES | APPROX HRS. PER MTH: 10 | APPROX TRADING HRS. PER MTH: 0 | DESCRIPTION OF DUTIES: ADMINISTER ALL BOARD MEETINGS AND ACTIVITIES; MANAGE ALL SUB-COMMITTEES; ADMINISTER THE BOARD'S VOTING. 5)INSURANCE BROKERAGE | DBA: 1847FINANCIAL | POSITION: AGENT | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 160 | SECURITIES TRADING HOURS: 100 | START DATE: 11/26/2024 | ADDRESS: 2679 W MAIN ST, LITTLETON CO 80120 | DESCRIPTION: SALES OF INSURANCE PRODUCTS AND ANNUITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Peter M Lampert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2679 W Main St, Littleton, CO 80120Office #2: 15851 N Dallas Parkway Suite 100, Addison, TX 75001RIA
BD
CRD#: 4031
Littleton, CO
Past
August 7, 2012 - December 31, 2013
HIGH STREET SECURITIES, INC.
BD
CRD#: 104201
HOT SPRINGS, AR
Past
June 7, 2010 - October 4, 2010
SIGNATOR FINANCIAL SERVICES, INC.
RIA
CRD#: 19061
FAIRFAX, VA
Past
June 7, 2010 - March 30, 2011
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
FAIRFAX, VA
Past
October 5, 2009 - December 31, 2009
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
BOCA RATON, FL
Past
August 14, 2008 - July 24, 2024
LAMPERT & ASSOCIATES LLC
RIA
CRD#: 146654
LITTLETON, CO
Past
March 14, 2007 - December 31, 2007
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
FAIRFAX, VA
Past
May 31, 2006 - January 24, 2007
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
FAIRFAX, VA
Past
May 31, 2006 - December 31, 2007
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
FAIRFAX, VA
Past
December 15, 2004 - March 28, 2006
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
FAIRFAX, VA
Past
November 15, 2004 - March 28, 2006
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
December 5, 2003 - May 7, 2004
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
VIENNA, VA
Past
July 29, 2003 - May 7, 2004
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
October 5, 2001 - July 3, 2003
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
FAIRFAX, VA
Past
September 5, 2001 - July 3, 2003
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
April 27, 2001 - September 4, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
September 4, 1997 - April 30, 2001
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(10/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
