Dane L. Grouell

APEX RETIREMENT ADVISORS

PORTLAND, OR

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CRD#: 2906427

Professional summary

Dane Leigh Grouell is a registered financial advisor currently at APEX RETIREMENT ADVISORS, LLC located in Portland, Oregon.

Dane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Dane has worked at 17 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 24, Series 10, Series 9 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dane Grouell may act as an independent broker appointed by insurance companies. This activity is not done under the Apex Retirement Advisors company. Rather, this is done in Mr. Grouell's capacity as an individual. This activity takes up a nominal amount of time during normal business hours. Dane Grouell is the Secretary and Board Member of Tualatin Valley Playschool. Tualatin Valley Playschool is a nonprofit preschool located at the St James Episcopal Church in Tigard, OR. This activity is not investment related. This activity takes approximately 5 hours per week during non-regular business hours. Dane Grouell is responsible for business filings and general oversight.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dane Leigh Grouell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2024 - Present

APEX RETIREMENT ADVISORS, LLC

RIA

CRD#: 331916

PORTLAND, OR

Past

August 4, 2022 - December 11, 2023

WINDHAM WEALTH MANAGEMENT

RIA

CRD#: 322510

PORTLAND, OR

Past

December 12, 2019 - June 3, 2022

DRS WEALTH MANAGEMENT

RIA

CRD#: 306281

Tigard, OR

Past

August 6, 2019 - October 31, 2019

PAULSON INVESTMENT ADVISORS, LLC

RIA

CRD#: 304328

LAKE OSWEGO, OR

Past

December 13, 2017 - November 1, 2019

PAULSON INVESTMENT COMPANY LLC

RIA

CRD#: 5670

Lake Oswego, OR

Past

July 27, 2017 - November 1, 2019

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

Lake Oswego, OR

Past

May 24, 2017 - July 6, 2017

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

CRD#: 135288

EAGLE, ID

Past

October 9, 2015 - February 14, 2017

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Past

September 10, 2013 - August 24, 2015

JHS CAPITAL ADVISORS, LLC

RIA

CRD#: 112097

TIGARD, OR

Past

September 5, 2013 - August 31, 2015

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

PORTLAND, OR

Past

October 6, 2008 - December 14, 2010

ARNERICH MASSENA, INC.

RIA

CRD#: 116395

PORTLAND, OR

Past

March 28, 2007 - May 2, 2007

TALLEY & COMPANY

CRD#: 29203

NEWPORT BEACH, CA

Past

May 22, 2006 - December 31, 2006

COINBASE CAPITAL MARKETS CORP

CRD#: 10722

SAN DIEGO, CA

Past

February 3, 2005 - December 31, 2006

COINBASE CAPITAL MARKETS CORP

RIA

CRD#: 10722

SAN DIEGO, CA

Past

September 9, 2002 - May 28, 2003

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

September 9, 2002 - May 28, 2003

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

Past

September 9, 2002 - May 28, 2003

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

August 10, 2000 - September 10, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

June 1, 1998 - July 10, 2000

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

October 2, 1997 - June 1, 1998

JACK WHITE & COMPANY, INC.

CRD#: 7645

Past

July 16, 1997 - August 15, 1997

JOSEPH CARL SECURITIES, INC.

CRD#: 27143

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/7/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/3/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 11/2/2013

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/23/2013

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 53

Date: 10/21/2002

Municipal Securities Principal Examination

Current Firm

APEX RETIREMENT ADVISORS, LLC

CRD#: 331916 / SEC#:

Oregon

Registered Investment Advisory firm - (7/8/2024 Approved)

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Contact information

Main Address

Portland, OR

Mailing Address

Phone number

(503) 207-6062

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Dane L. Grouell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dane Leigh Grouell's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINDHAM WEALTH MANAGEMENT

DRS WEALTH MANAGEMENT

PAULSON INVESTMENT ADVISORS, LLC

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

PAULSON INVESTMENT COMPANY LLC

JHS CAPITAL ADVISORS, LLC

JHS CAPITAL ADVISORS, LLC

ARNERICH MASSENA, INC.

TALLEY & COMPANY

COINBASE CAPITAL MARKETS CORP

COINBASE CAPITAL MARKETS CORP

SUNAMERICA SECURITIES, INC.

SPELMAN & CO., INC.

SENTRA SECURITIES CORPORATION

LPL FINANCIAL LLC

TD AMERITRADE, INC.

JACK WHITE & COMPANY, INC.

JOSEPH CARL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2019

Series 66

Date: 5/7/2019

Series 63

Date: 7/8/1997

SIE

Date: 10/1/2018

Series 7

Date: 7/15/1997

Series 24

Date: 12/3/2015

Series 10

Date: 11/2/2013

Series 9

Date: 9/23/2013

Series 53

Date: 10/21/2002

Current Firm

APEX RETIREMENT ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

APEX RETIREMENT ADVISORS, LLC

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