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Michael R. Becht

SILVER GROVE ADVISORY SERVICES
Depew, NY 14043
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CRD#: 2906349
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Professional summary


Michael Richard Becht, who also goes by Michael R Becht, is a registered financial advisor currently at SILVER GROVE ADVISORY SERVICES located in Depew, New York and LPL FINANCIAL LLC located in Depew, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Michael R Becht

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/31/2024- Michael Becht NVI- Non-Variable Insurance- Inv Rel- NY 14043- 5 Hr Per Mnth- 1 Hr During Trading- Start Date 01/01/2005 2. 12/31/2024- Michael R Becht, LLC- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 3. 12/31/2024- Silver Grove Financial Group, Inc. - DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 4) 02/26/2025 - Silver Grove Financial Group, Inc. - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:02/17/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 5) 02/26/2025 - Silver Grove Advisory Services - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:02/17/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Silver Grove Advisory Services, an independent investment advisor firm. I started this business activity in 02/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Richard Becht's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 21, 2025 - Present

SILVER GROVE ADVISORY SERVICES

Office #1: 6430 Transit Road, Ste 100b, Depew, NY 14043
RIA
CRD#: 287512
Depew, NY
Current

February 20, 2025 - Present

LPL FINANCIAL LLC

Office #1: 6430 Transit Road, Suite 100-b, Depew, NY 14043
RIA
BD
CRD#: 6413
DEPEW, NY
Past

March 27, 2012 - February 24, 2025

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
DEPEW, NY
Past

December 5, 2005 - February 24, 2025

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
DEPEW, NY
Past

November 13, 2003 - November 30, 2005

M&T SECURITIES, INC.

BD
CRD#: 17358
AMHERST, NY
Past

January 22, 2001 - November 12, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
WILLIAMSVILLE, NY
Past

August 4, 1997 - November 12, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SILVER GROVE ADVISORY SERVICES
SIGNATURE SOLUTIONS FINANCIAL GROUP, LLC | TURNING TIDES FINANCIAL, LLC | SILVER GROVE FINANCIAL GROUP, INC. | SILVER GROVE ADVISORY SERVICES

CRD#: 287512 / SEC#: 801-110045

RIA
Registered Investment Advisory firm - (3/9/2017 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/20/2025)
RR
California
(2/20/2025)
RR
Colorado
(2/20/2025)
RR
Florida
(2/20/2025)
RR
Michigan
(2/20/2025)
RR
New York
(2/20/2025)
IAR
New York
(2/21/2025)
RR
North Carolina
(2/25/2025)
RR
Ohio
(2/20/2025)
RR
South Carolina
(2/20/2025)
RR
Texas
(2/20/2025)
IAR
Texas
(2/21/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/19/2014
Uniform Combined State Law Examination
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SG
SILVER GROVE ADVISORY SERVICES
SIGNATURE SOLUTIONS FINANCIAL GROUP, LLC | TURNING TIDES FINANCIAL, LLC | SILVER GROVE FINANCIAL GROUP, INC. | SILVER GROVE ADVISORY SERVICES

CRD#: 287512 / SEC#: 801-110045

RIA
Registered Investment Advisory firm - (3/9/2017 Approved)
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Contact information


Main Address
400 Sterling Drive, Orchard Park, NY 14127
Mailing Address
Phone number
(716) 800-4291
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SILVER GROVE FORM ADV PART 2A (3/20/2025)

Regulatory assets under management


Total Number of Accounts2,582
AUM (Assets Under Management)$ 326,596,386

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SILVER GROVE ADVISORY SERVICES

CRD#: 287512Depew, NY 14043

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