Steven E. Wilbur

ALLEN CAPITAL GROUP

Omaha, NE 68114

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CRD#: 2906324

Professional summary

Steven Eugene Wilbur, who also goes by Steven E Wilbur, is a registered financial advisor currently at ALLEN CAPITAL GROUP, LLC located in Omaha, Nebraska.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven E Wilbur

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CARTER LAKE PRESERVATION SOCIETY. - PRESIDENT. JANUARY 2012 - PRESENT. DUTIES INCLUDE ATTENDING MEETINGS AND VOTING RIGHTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Eugene Wilbur's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2017 - Present

ALLEN CAPITAL GROUP, LLC

Office #1: 10050 Regency Cricle Suite 500, Omaha, NE 68114

RIA

CRD#: 135879

Omaha, NE

Past

August 1, 2016 - September 18, 2017

D.A. DAVIDSON & CO.

RIA

CRD#: 199

OMAHA, NE

Past

July 25, 2016 - September 18, 2017

D.A. DAVIDSON & CO.

CRD#: 199

OMAHA, NE

Past

September 19, 2014 - July 28, 2016

SMITH HAYES ADVISERS INC

RIA

CRD#: 110776

OMAHA, NE

Past

September 18, 2014 - July 25, 2016

SMITH HAYES FINANCIAL SERVICES CORPORATION

CRD#: 17059

OMAHA, NE

Past

July 1, 2011 - September 17, 2014

CWM, LLC

RIA

CRD#: 155344

OMAHA, NE

Past

July 11, 2001 - August 1, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

OMAHA, NE

Past

September 1, 2000 - October 1, 2014

LPL FINANCIAL LLC

CRD#: 6413

OMAHA, NE

Past

September 3, 1997 - September 25, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 3, 1997 - September 25, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(9/18/2017)

IAR

Texas
(1/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/24/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/1997

General Securities Representative Examination

Current Firm

ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

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Contact information

Main Address

3540 Prairieview Street Suite 200, Grand Island, NE 68803

Mailing Address

Phone number

(308) 385-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/11/2025)

Regulatory assets under management

Total Number of Accounts	6,558
AUM (Assets Under Management)	$ 1,223,235,037

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/03/2025	Cover Page	Report
11/25/2024	Cover Page	Report
11/17/2023	Cover Page	Report
12/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven E. Wilbur

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Eugene Wilbur's CRS (Customer Relationship Summary).

Certified licenses

Experience

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

SMITH HAYES ADVISERS INC

SMITH HAYES FINANCIAL SERVICES CORPORATION

CWM, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ALLEN CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2017

Series 63

Date: 9/24/1997

SIE

Date: 9/18/2017

Series 7

Date: 8/29/1997

Current Firm

ALLEN CAPITAL GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALLEN CAPITAL GROUP, LLC

TRUST BUT VERIFY

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