Jeremy W. Zoladz

DYNASTY WEALTH MANAGEMENT

Chicago, IL 60602

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CRD#: 2906275

Professional summary

Jeremy W Zoladz, who also goes by Jeremy Walter Zoladz, is a registered financial advisor currently at DYNASTY WEALTH MANAGEMENT, LLC located in Chicago, Illinois and DYNASTY SECURITIES, LLC located in Chicago, Illinois.

Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jeremy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeremy Walter Zoladz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Dynasty Financial Partners, LLC; Investment Related, 1350 Avenue of the Americas, 32nd Floor New York; Start date: 11/2015; Approximately 160 hours per month. 2. Jeremy Zoladz is also dually-registered as an investment advisor representative of Dynasty Wealth Management LLC (a registered investment advisor and wholly-owned subsidiary of Dynasty) (Start date: 11/2015) and as a registered representative of Dynasty Securities, LLC (a registered broker-dealer and wholly-owned subsidiary of Dynasty) (Start date: 10/2016). Same Address.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy W Zoladz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2017 - Present

DYNASTY WEALTH MANAGEMENT, LLC

Office #1: 33 North Dearborn Suite 1160, Chicago, IL 60602

RIA

CRD#: 153377

Chicago, IL

Current

October 31, 2016 - Present

DYNASTY SECURITIES, LLC

Office #1: 33 North Dearborn Suite 1160, Chicago, IL 60602

CRD#: 159076

Chicago, IL

Past

June 1, 2009 - November 5, 2015

MORGAN STANLEY

RIA

CRD#: 149777

MILWAUKEE, WI

Past

June 1, 2009 - November 5, 2015

MORGAN STANLEY

CRD#: 149777

MILWAUKEE, WI

Past

October 17, 2001 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHICAGO, IL

Past

September 14, 2001 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

COLUMBUS, OH

Past

August 31, 1998 - September 10, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DYNASTY WEALTH MANAGEMENT, LLC

DYNASTY | DYNASTY WEALTH MANAGEMENT, LLC | DYNASTY PRIVATE WEALTH | DYNASTY FINANCIAL PARTNERS, LLC | DYNASTY FINANCIAL PARTNERS

CRD#: 153377 / SEC#: 801-71301

RIA

Registered Investment Advisory firm - (4/7/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(4/19/2017)

Illinois
(12/13/2020)

New York
(10/31/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/23/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/28/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DYNASTY WEALTH MANAGEMENT, LLC

DYNASTY | DYNASTY WEALTH MANAGEMENT, LLC | DYNASTY PRIVATE WEALTH | DYNASTY FINANCIAL PARTNERS, LLC | DYNASTY FINANCIAL PARTNERS

CRD#: 153377 / SEC#: 801-71301

RIA

Registered Investment Advisory firm - (4/7/2010 Approved)

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Contact information

Main Address

200 Central Avenue 15th Floor, St. Petersburg, FL 33701

Mailing Address

Phone number

(727) 865-4809

Established

Firm type

Fiscal year end

# of Employees

170

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DYNASTY FORM ADV PART 2A (11/3/2025)

Regulatory assets under management

Total Number of Accounts	20,147
AUM (Assets Under Management)	$ 8,671,816,356

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy W. Zoladz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy W Zoladz's CRS (Customer Relationship Summary).

Certified licenses

Experience

DYNASTY SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

DYNASTY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/1998

Series 63

Date: 9/4/1998

SIE

Date: 10/1/2018

Series 31

Date: 9/23/1998

Series 7

Date: 8/28/1998

FINRA

Current Firm

DYNASTY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DYNASTY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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