Patrick Kelton Roberts
Professional Summary
Patrick Kelton Roberts was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 1997 - 1998. Patrick had worked at 1 firm and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
MERCANTILE INVESTMENT SERVICES, INC.
Contact Information
Established
Missouri since 05/14/1987Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERCANTILE BANK OF ST. LOUIS | OWNER | — |
| ARNOLD, JOHN Q | CHAIRMAN DIRECTOR | 3168195 |
| CODY, KIRSTEN MONIKA | SROP | 2552959 |
| GABRIEL, JONATHAN PETER | PRESIDENT | 2319321 |
| HIDY, RICHARD J. | SECRETARY | 4075150 |
| JACOBSMEYER, CAROL JEAN | VICE PRESIDENT - SALES | 603832 |
| KEAVENY, JOSEPH PETER | DIRECTOR OF COMPLIANCE | 1033959 |
| MARKWELL, FRED H | VICE PRESIDENT - TAX | 3201341 |
| NORMILE, MICHAEL TIMOTHY | VICE PRESIDENT - TAX | 1681557 |
| SANTIAGO, MARIA ISABEL | VICE PRESIDENT - OPERATIONS MANAGER | 1275974 |
| TRUEMAN, DANIEL JOSEPH | VICE PRESIDENT/DIRECTOR | 2912375 |
| ZENSEN, JOHN THOMAS | CROP | 2420120 |
Disclosures
Regulatory Event
1Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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