Susan A. Rushworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Anna Rushworth, who also goes by Susan Churchill, Susan Wilson, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1997. Susan had worked at 6 firms and has passed the Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2004 - April 3, 2026
FAMILY WEALTH ADVISORY GROUP, LLC
September 18, 2003 - June 21, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 18, 2003 - June 21, 2004
OSAIC FA, INC.
June 6, 2000 - September 25, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 6, 2000 - September 25, 2002
OSAIC FA, INC.
May 13, 1998 - May 25, 2000
IDS LIFE INSURANCE COMPANY
May 13, 1998 - May 25, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
December 24, 1997 - April 7, 1998
AMERICAN GENERAL EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
FAMILY WEALTH ADVISORY GROUP, LLC
CRD#: 130595 / SEC#: 801-62921
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAMILY WEALTH ADVISORY GROUP, LLC
CRD#: 130595 / SEC#: 801-62921
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 334,678,298 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 01/22/2025 | ||
| 07/17/2023 | ||
| 10/06/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
