Danny R. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Ross Larson, who also goes by Ross Larson, was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1997. Danny had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2010 - June 18, 2015
FIRST NATIONAL CAPITAL MARKETS
June 1, 2010 - June 18, 2015
FIRST NATIONAL CAPITAL MARKETS
October 10, 2006 - June 2, 2010
CETERA INVESTMENT SERVICES LLC
May 10, 2000 - June 2, 2010
CETERA INVESTMENT SERVICES LLC
September 30, 1998 - May 10, 2000
GUARANTY BROKERAGE SERVICES, INC.
July 24, 1997 - October 8, 1998
IDS LIFE INSURANCE COMPANY
July 24, 1997 - October 8, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST NATIONAL CAPITAL MARKETS
CRD#: 115920 / SEC#: 801-71101, 8-53514
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST NATIONAL INVESTMENT BANKING, INC. | DIRECT OWNER | |
| RICHTER, CHARLES HENRY | CHIEF COMPLIANCE OFFICER | 1839310 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
